-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OFLL6/d32ra4z+CLmEx/xLR4hVglSfANM6ot2yFILUW5Yl9GYxjHj7YWwha9cciI C4Sa+uletydE7lfZlHpBBg== 0000950110-99-000680.txt : 19990510 0000950110-99-000680.hdr.sgml : 19990510 ACCESSION NUMBER: 0000950110-99-000680 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990430 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 19990507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /DE/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 001-12431 FILM NUMBER: 99613703 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 8-K 1 FORM 8-K ================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K ---------- CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 30, 1999 UNITY BANCORP, INC. ------------------------------------------------------ (Exact name of registrant as specified in its charter) DELAWARE 1-12431 22-3282551 - ---------------------------- ------------ ------------------- (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 64 OLD HIGHWAY 22, CLINTON, NEW JERSEY 08809 - ---------------------------------------- ---------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (908)730-7630 ================================================================================ ITEM 4. CHANGES IN REGISTRANT'S CERTIFYING ACCOUNTANT. The Registrant dismissed Arthur Andersen LLP as its independent auditors effective April 30, 1999. The decision to dismiss Arthur Andersen LLP as auditors was recommended by the Registrant's Board of Directors and Audit Committee. The Registrant anticipates retaining a "big five" accounting firm to serve as its independent auditors for 1999. For the fiscal years ended December 31, 1998 and 1997 and up to May 7, 1999, there have been no disagreements with Arthur Andersen LLP, on any matter of accounting principles or practices, financial statement disclosure or auditing scope or procedure which, if not resolved to the satisfaction of Arthur Andersen LLP, would have caused it to make reference to the subject matter of the disagreement in connection with their reports. The independent auditor's report on the consolidated financial statements for the fiscal years ended December 31, 1998 and 1997 expressed an unqualified opinion. ITEM 7. EXHIBITS. The following exhibits is filed with this Current Report on Form 8-K. Exhibit No. Description. ----------- ------------ 16 (1) Letter from Arthur Andersen LLP - ---------- (1) To be filed by Amendment. Page 2 of 3 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, Unity Bancorp, Inc. has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. UNITY BANCORP, INC. (Registrant) Dated: May 7, 1999 By: /s/ KEVIN KILLIAN ---------------------------------- Kevin Killian, Chief Financial Officer Page 3 of 3 -----END PRIVACY-ENHANCED MESSAGE-----