-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EzSwBrnnKchmAGhhq8fa1wT30cjTTqi++BwFw/5f+U/6aIydtol7GLk9FSxTpW3A ddxFqMSeH56zlXEBJVypoQ== 0000950110-97-001029.txt : 19970610 0000950110-97-001029.hdr.sgml : 19970610 ACCESSION NUMBER: 0000950110-97-001029 CONFORMED SUBMISSION TYPE: 8-A12B/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970609 SROS: AMEX FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /DE/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 97620824 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 8-A12B/A 1 FORM 8-A ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ------------- FORM 8-A/A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITY BANCORP, INC. ------------------------------------------------------ (Exact name of registrant as specified in its charter) DELAWARE 22-3282551 ----------------------- ------------------- (State of incorporation (I.R.S. employer or organization) identification no.) 64 OLD HIGHWAY 22, CLINTON, NEW JERSEY 08809 - ---------------------------------------- ---------- (Address of principal executive offices) (zip code) If this form relates to the If this form relates to the registration of a class of registration of a class of debt securities and is debt securities and is to effective upon filing become effective simulta- pursuant to General neously with the effectiveness Instruction A(c)(1) please of a concurrent registration check the following box. [ ] statement under the Securities Act of 1933 pursuant to General Instruction A(c)(2) please check the following box. [ ] SECURITIES TO BE REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT: Title of each class Name of each exchange on which to be so registered: each class is to be registered: - ---------------------------- ------------------------------- Warrants, each Warrant entitling the holder thereof to purchase one share of Common stock, no par value American Stock Exchange SECURITIES TO BE REGISTERED PURSUANT TO SECTION 12(g) OF THE ACT: ------------------------------------------------------------ (Title of class) ================================================================================ ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED. The securities to be registered are the warrants (the "Warrants") of Unity Bancorp, Inc., a Delaware corporation (the "Company"), each Warrant entitling the holder thereof to purchase one share of the Company's common stock, no par value. The Company incorporates by reference the description of the Warrants set forth under the caption "DESCRIPTION OF THE COMPANY'S SECURITIES---Warrants" in the prospectus included in the Registration Statement on Form SB-2 (Registration No. 333-12565) filed by the Company with the Securities and Exchange Commission on September 24, 1996. ITEM 2. EXHIBITS. Exhibit No. Name of Document - ----------- ---------------- 1 Form of Warrant Certificate* 2 Warrant Agreement* - ---------- * Incorporated by reference to the Registrant's Registration Statement on Form SB-2 (Registration No. 333-12565) filed by the Company with the Securities and Exchange Commission on September 24, 1996. -2- SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant is duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized. UNITY BANCORP, INC. Date: June 9, 1997 By: /s/ JAMES HYMAN -------------------------------- Name: James Hyman Title: President -3- -----END PRIVACY-ENHANCED MESSAGE-----