0000920427-19-000072.txt : 20190305 0000920427-19-000072.hdr.sgml : 20190305 20190305155906 ACCESSION NUMBER: 0000920427-19-000072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190220 FILED AS OF DATE: 20190305 DATE AS OF CHANGE: 20190305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TUCKER ALLEN CENTRAL INDEX KEY: 0001238309 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 19658188 MAIL ADDRESS: STREET 1: C/O UNITYBANK CORP STREET 2: 64 OLD HWY 22 CITY: CLINTON STATE: NJ ZIP: 08809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 4 1 wf-form4_155181953123517.xml FORM 4 X0306 4 2019-02-20 0 0000920427 UNITY BANCORP INC /NJ/ UNTY 0001238309 TUCKER ALLEN C/O UNITYBANK 64 OLD HWY 22 CLINTON NJ 08809 1 0 0 1 Vice Chairman of the Board Common Stock 2019-02-20 4 W 0 63497 0 D 0 I Spouse Common Stock 358382 D Restricted Stock 3217 D Stock Options Common Stock 12200 D 63,497 shares were transferred to Charlotte Tucker's children following her death. 326,974 shares are held in a brokerage account; 29,733 shares are held in a Trust account at Computershare, and 1,675 shares are held in an account at Shareworks for a total of 358,382. 2,715 shares are held in an account at Computershare, which have upcoming vesting dates. 502 shares are dividend reinvested shares for a total of 3,217. 12,200 stock options were granted under various dates and vesting periods of which 6,534 are currently exercisable. Total Beneficial Ownership: 368,133 Mr. Tucker receives additional shares on a quarterly basis through his dividend reinvestment plan. Allen Tucker, POA Laurie Cook, Controller/SVP 2019-03-04