0000920427-19-000048.txt : 20190110
0000920427-19-000048.hdr.sgml : 20190110
20190110121556
ACCESSION NUMBER: 0000920427-19-000048
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190108
FILED AS OF DATE: 20190110
DATE AS OF CHANGE: 20190110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DALLAS ROBERT H II
CENTRAL INDEX KEY: 0001033204
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12431
FILM NUMBER: 19519731
MAIL ADDRESS:
STREET 1: C/O UNITY BANCORP INC
STREET 2: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/
CENTRAL INDEX KEY: 0000920427
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 223282551
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
BUSINESS PHONE: 9087307630
MAIL ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
FORMER COMPANY:
FORMER CONFORMED NAME: UNITY BANCORP INC /DE/
DATE OF NAME CHANGE: 19940316
4
1
wf-form4_154714054013555.xml
FORM 4
X0306
4
2019-01-08
0
0000920427
UNITY BANCORP INC /NJ/
UNTY
0001033204
DALLAS ROBERT H II
C/O UNITY BANCORP INC
64 OLD HIGHWAY 22
CLINTON
NJ
08809
1
0
1
0
Restricted Stock
2849
D
Common Stock
2019-01-08
4
M
0
1467
10.97
A
18585
D
Common Stock
2019-01-08
4
M
0
500
15.70
A
18585
D
Common Stock
1709074
I
Dallas Financial Holdings, LLC
Stock Options
10.97
2019-01-08
4
M
0
1467
10.97
D
2017-01-05
2026-01-05
Common Stock
1467.0
6700
D
Stock Options
15.7
2019-01-08
4
M
0
500
15.70
D
2018-01-03
2027-01-03
Common Stock
500.0
6700
D
2,353 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates; 496 shares are dividend reinvested shares for a total of 2,849.
18,585 shares are held in Mr. Dallas' name in an account at Shareworks.
173,764 shares are held in an account at Computershare; 1,535,310 shares are held in a brokerage account.
Mr. Dallas exercised 1,467 stock options at $10.97 per share, and 500 stock options at $15.70 per share.
A total of 6,700 stock options were granted under various dates and vesting periods of which 1,067 are currently exercisable.
Total Beneficial Ownership: 1,731,575
Mr. Dallas receives additional shares on a quarterly basis through his dividend reinvestment plan.
Robert H. Dallas, II, poa Laurie Cook, Controller/SVP
2019-01-10