0000920427-19-000048.txt : 20190110 0000920427-19-000048.hdr.sgml : 20190110 20190110121556 ACCESSION NUMBER: 0000920427-19-000048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190108 FILED AS OF DATE: 20190110 DATE AS OF CHANGE: 20190110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DALLAS ROBERT H II CENTRAL INDEX KEY: 0001033204 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 19519731 MAIL ADDRESS: STREET 1: C/O UNITY BANCORP INC STREET 2: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 4 1 wf-form4_154714054013555.xml FORM 4 X0306 4 2019-01-08 0 0000920427 UNITY BANCORP INC /NJ/ UNTY 0001033204 DALLAS ROBERT H II C/O UNITY BANCORP INC 64 OLD HIGHWAY 22 CLINTON NJ 08809 1 0 1 0 Restricted Stock 2849 D Common Stock 2019-01-08 4 M 0 1467 10.97 A 18585 D Common Stock 2019-01-08 4 M 0 500 15.70 A 18585 D Common Stock 1709074 I Dallas Financial Holdings, LLC Stock Options 10.97 2019-01-08 4 M 0 1467 10.97 D 2017-01-05 2026-01-05 Common Stock 1467.0 6700 D Stock Options 15.7 2019-01-08 4 M 0 500 15.70 D 2018-01-03 2027-01-03 Common Stock 500.0 6700 D 2,353 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates; 496 shares are dividend reinvested shares for a total of 2,849. 18,585 shares are held in Mr. Dallas' name in an account at Shareworks. 173,764 shares are held in an account at Computershare; 1,535,310 shares are held in a brokerage account. Mr. Dallas exercised 1,467 stock options at $10.97 per share, and 500 stock options at $15.70 per share. A total of 6,700 stock options were granted under various dates and vesting periods of which 1,067 are currently exercisable. Total Beneficial Ownership: 1,731,575 Mr. Dallas receives additional shares on a quarterly basis through his dividend reinvestment plan. Robert H. Dallas, II, poa Laurie Cook, Controller/SVP 2019-01-10