0000920427-19-000047.txt : 20190110
0000920427-19-000047.hdr.sgml : 20190110
20190110121523
ACCESSION NUMBER: 0000920427-19-000047
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190108
FILED AS OF DATE: 20190110
DATE AS OF CHANGE: 20190110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DALLAS DAVID D
CENTRAL INDEX KEY: 0001033206
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12431
FILM NUMBER: 19519730
MAIL ADDRESS:
STREET 1: C/O UNITY BANCORP INC
STREET 2: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/
CENTRAL INDEX KEY: 0000920427
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 223282551
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
BUSINESS PHONE: 9087307630
MAIL ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
FORMER COMPANY:
FORMER CONFORMED NAME: UNITY BANCORP INC /DE/
DATE OF NAME CHANGE: 19940316
4
1
wf-form4_154714050716919.xml
FORM 4
X0306
4
2019-01-08
0
0000920427
UNITY BANCORP INC /NJ/
UNTY
0001033206
DALLAS DAVID D
C/O UNITY BANCORP INC
64 OLD HIGHWAY 22
CLINTON
NJ
08809
1
0
1
1
Chairman of the Board
Restricted Stock
3217
D
Common Stock
2019-01-08
4
M
0
1467
10.97
A
18780
D
Common Stock
2019-01-08
4
M
0
533
15.70
A
18780
D
Common Stock
1709074
I
Dallas Financial Holdings, LLC
Stock Option
10.97
2019-01-08
4
M
0
1467
10.97
D
2017-01-05
2026-01-05
Common Stock
1467.0
6733
D
Stock Option
15.7
2019-01-08
4
M
0
533
15.70
D
2018-01-03
2027-01-03
Common Stock
533.0
6733
D
2,715 shares are held in an account at Computershare which have upcoming vesting dates. 502 shares are dividend reinvested shares for a total of 3,217.
18,780 shares are held in Mr. Dallas' name in an account at Shareworks.
173,764 shares are held in an account at Computershare; 1,535,310 shares are held in a brokerage account.
Mr. Dallas exercised 1,467 stock options @ $10.97 per share, and 533 stock options @ $15.70 per share.
A total of 6,733 stock options were granted under various dates and vesting periods of which 1,067 are currently exercisable.
Total Beneficial Ownership: 1,732,138
Mr. Dallas receives additional shares on a quarterly basis through his dividend reinvestment plan.
David D. Dallas, poa Laurie Cook, Controller/SVP
2019-01-10