0000920427-19-000047.txt : 20190110 0000920427-19-000047.hdr.sgml : 20190110 20190110121523 ACCESSION NUMBER: 0000920427-19-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190108 FILED AS OF DATE: 20190110 DATE AS OF CHANGE: 20190110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DALLAS DAVID D CENTRAL INDEX KEY: 0001033206 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 19519730 MAIL ADDRESS: STREET 1: C/O UNITY BANCORP INC STREET 2: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 4 1 wf-form4_154714050716919.xml FORM 4 X0306 4 2019-01-08 0 0000920427 UNITY BANCORP INC /NJ/ UNTY 0001033206 DALLAS DAVID D C/O UNITY BANCORP INC 64 OLD HIGHWAY 22 CLINTON NJ 08809 1 0 1 1 Chairman of the Board Restricted Stock 3217 D Common Stock 2019-01-08 4 M 0 1467 10.97 A 18780 D Common Stock 2019-01-08 4 M 0 533 15.70 A 18780 D Common Stock 1709074 I Dallas Financial Holdings, LLC Stock Option 10.97 2019-01-08 4 M 0 1467 10.97 D 2017-01-05 2026-01-05 Common Stock 1467.0 6733 D Stock Option 15.7 2019-01-08 4 M 0 533 15.70 D 2018-01-03 2027-01-03 Common Stock 533.0 6733 D 2,715 shares are held in an account at Computershare which have upcoming vesting dates. 502 shares are dividend reinvested shares for a total of 3,217. 18,780 shares are held in Mr. Dallas' name in an account at Shareworks. 173,764 shares are held in an account at Computershare; 1,535,310 shares are held in a brokerage account. Mr. Dallas exercised 1,467 stock options @ $10.97 per share, and 533 stock options @ $15.70 per share. A total of 6,733 stock options were granted under various dates and vesting periods of which 1,067 are currently exercisable. Total Beneficial Ownership: 1,732,138 Mr. Dallas receives additional shares on a quarterly basis through his dividend reinvestment plan. David D. Dallas, poa Laurie Cook, Controller/SVP 2019-01-10