0000920427-19-000041.txt : 20190104 0000920427-19-000041.hdr.sgml : 20190104 20190104161411 ACCESSION NUMBER: 0000920427-19-000041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190102 FILED AS OF DATE: 20190104 DATE AS OF CHANGE: 20190104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TUCKER ALLEN CENTRAL INDEX KEY: 0001238309 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 19510198 MAIL ADDRESS: STREET 1: C/O UNITYBANK CORP STREET 2: 64 OLD HWY 22 CITY: CLINTON STATE: NJ ZIP: 08809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 4 1 wf-form4_154663643217674.xml FORM 4 X0306 4 2019-01-02 0 0000920427 UNITY BANCORP INC /NJ/ UNTY 0001238309 TUCKER ALLEN C/O UNITYBANK CORP 64 OLD HWY 22 CLINTON NJ 08809 1 0 0 1 Vice Chairman of the Board Restricted Stock 2019-01-02 4 A 0 900 20.76 A 3657 D Common Stock 357942 D Common Stock 63497 I Spouse Stock Options Common Stock 12200 D 900 restricted shares were granted on 1/2/19 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 225 shares on 1/2/20, 225 shares on 1/2/21, 225 shares on 1/2/22, and 225 shares on 1/2/23. 3,155 shares are held in an account at Computershare, which have upcoming vesting dates. 502 shares are dividend reinvested shares for a total of 3,657. 326,974 shares are held in a brokerage account; 29,733 shares are held in a Trust account at Computershare, and 1,235 shares are held in an account at Shareworks for a total of 357,942. 2,403 shares are held in an account in Charlotte Tucker's name; 3,029 are held in a trust account; and 58,065 are held in a brokerage account for a total of 63,497. 12,200 stock options were granted under various dates and vesting periods of which 5,067 are currently exercisable. Total Beneficial Ownership: 430,163 Mr. Tucker receives additional shares on a quarterly basis through his dividend reinvestment plan. Allen Tucker, POA Laurie Cook, Controller/SVP 2019-01-04