0000920427-19-000041.txt : 20190104
0000920427-19-000041.hdr.sgml : 20190104
20190104161411
ACCESSION NUMBER: 0000920427-19-000041
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190102
FILED AS OF DATE: 20190104
DATE AS OF CHANGE: 20190104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TUCKER ALLEN
CENTRAL INDEX KEY: 0001238309
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12431
FILM NUMBER: 19510198
MAIL ADDRESS:
STREET 1: C/O UNITYBANK CORP
STREET 2: 64 OLD HWY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/
CENTRAL INDEX KEY: 0000920427
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 223282551
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
BUSINESS PHONE: 9087307630
MAIL ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
FORMER COMPANY:
FORMER CONFORMED NAME: UNITY BANCORP INC /DE/
DATE OF NAME CHANGE: 19940316
4
1
wf-form4_154663643217674.xml
FORM 4
X0306
4
2019-01-02
0
0000920427
UNITY BANCORP INC /NJ/
UNTY
0001238309
TUCKER ALLEN
C/O UNITYBANK CORP
64 OLD HWY 22
CLINTON
NJ
08809
1
0
0
1
Vice Chairman of the Board
Restricted Stock
2019-01-02
4
A
0
900
20.76
A
3657
D
Common Stock
357942
D
Common Stock
63497
I
Spouse
Stock Options
Common Stock
12200
D
900 restricted shares were granted on 1/2/19 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 225 shares on 1/2/20, 225 shares on 1/2/21, 225 shares on 1/2/22, and 225 shares on 1/2/23.
3,155 shares are held in an account at Computershare, which have upcoming vesting dates. 502 shares are dividend reinvested shares for a total of 3,657.
326,974 shares are held in a brokerage account; 29,733 shares are held in a Trust account at Computershare, and 1,235 shares are held in an account at Shareworks for a total of 357,942.
2,403 shares are held in an account in Charlotte Tucker's name; 3,029 are held in a trust account; and 58,065 are held in a brokerage account for a total of 63,497.
12,200 stock options were granted under various dates and vesting periods of which 5,067 are currently exercisable.
Total Beneficial Ownership: 430,163
Mr. Tucker receives additional shares on a quarterly basis through his dividend reinvestment plan.
Allen Tucker, POA Laurie Cook, Controller/SVP
2019-01-04