0000920427-19-000040.txt : 20190104
0000920427-19-000040.hdr.sgml : 20190104
20190104161329
ACCESSION NUMBER: 0000920427-19-000040
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190102
FILED AS OF DATE: 20190104
DATE AS OF CHANGE: 20190104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRODY MARK S
CENTRAL INDEX KEY: 0001248813
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12431
FILM NUMBER: 19510187
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/
CENTRAL INDEX KEY: 0000920427
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 223282551
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
BUSINESS PHONE: 9087307630
MAIL ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
FORMER COMPANY:
FORMER CONFORMED NAME: UNITY BANCORP INC /DE/
DATE OF NAME CHANGE: 19940316
4
1
wf-form4_154663639148126.xml
FORM 4
X0306
4
2019-01-02
0
0000920427
UNITY BANCORP INC /NJ/
UNTY
0001248813
BRODY MARK S
C/O UNITY BANK
64 OLD HIGHWAY 22
CLINTON
NJ
08809
1
0
0
0
Restricted Stock
2019-01-02
4
A
0
900
20.76
A
3155
D
Common Stock
80699
D
Common Stock
40102
I
Financial Planning Analysts
Common Stock
270102
I
Financial Planning Analysts Dispositive Shares
Stock Options
Common Stock
12200
D
900 restricted shares were granted on 1/2/19 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 225 shares on 1/2/20, 225 shares on 1/2/21, 225 shares on 1/2/22, and 225 shares on 1/2/23.
3,155 restricted shares are held in an account at Computershare, which have upcoming vesting dates.
A total of 80,699 shares are beneficially owned by Dr. Brody; 48,400 are held jointly with his spouse; 12,705 are held in street name; 19,474 are held in an account at Shareworks; and 120 are held in an account at Computershare.
Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.
12,200 stock options were granted under various dates and vesting periods of which 5,067 are currently exercisable.
Total Beneficial Ownership: 399,125
Dr. Mark Brody, POA Laurie Cook, Controller/VP
2019-01-04