0000920427-19-000040.txt : 20190104 0000920427-19-000040.hdr.sgml : 20190104 20190104161329 ACCESSION NUMBER: 0000920427-19-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190102 FILED AS OF DATE: 20190104 DATE AS OF CHANGE: 20190104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRODY MARK S CENTRAL INDEX KEY: 0001248813 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 19510187 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 4 1 wf-form4_154663639148126.xml FORM 4 X0306 4 2019-01-02 0 0000920427 UNITY BANCORP INC /NJ/ UNTY 0001248813 BRODY MARK S C/O UNITY BANK 64 OLD HIGHWAY 22 CLINTON NJ 08809 1 0 0 0 Restricted Stock 2019-01-02 4 A 0 900 20.76 A 3155 D Common Stock 80699 D Common Stock 40102 I Financial Planning Analysts Common Stock 270102 I Financial Planning Analysts Dispositive Shares Stock Options Common Stock 12200 D 900 restricted shares were granted on 1/2/19 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 225 shares on 1/2/20, 225 shares on 1/2/21, 225 shares on 1/2/22, and 225 shares on 1/2/23. 3,155 restricted shares are held in an account at Computershare, which have upcoming vesting dates. A total of 80,699 shares are beneficially owned by Dr. Brody; 48,400 are held jointly with his spouse; 12,705 are held in street name; 19,474 are held in an account at Shareworks; and 120 are held in an account at Computershare. Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power. 12,200 stock options were granted under various dates and vesting periods of which 5,067 are currently exercisable. Total Beneficial Ownership: 399,125 Dr. Mark Brody, POA Laurie Cook, Controller/VP 2019-01-04