0000920427-19-000036.txt : 20190104
0000920427-19-000036.hdr.sgml : 20190104
20190104161044
ACCESSION NUMBER: 0000920427-19-000036
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190102
FILED AS OF DATE: 20190104
DATE AS OF CHANGE: 20190104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DALLAS DAVID D
CENTRAL INDEX KEY: 0001033206
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12431
FILM NUMBER: 19510130
MAIL ADDRESS:
STREET 1: C/O UNITY BANCORP INC
STREET 2: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/
CENTRAL INDEX KEY: 0000920427
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 223282551
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
BUSINESS PHONE: 9087307630
MAIL ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
FORMER COMPANY:
FORMER CONFORMED NAME: UNITY BANCORP INC /DE/
DATE OF NAME CHANGE: 19940316
4
1
wf-form4_154663622656469.xml
FORM 4
X0306
4
2019-01-02
0
0000920427
UNITY BANCORP INC /NJ/
UNTY
0001033206
DALLAS DAVID D
C/O UNITY BANCORP INC
64 OLD HIGHWAY 22
CLINTON
NJ
08809
1
0
1
1
Chairman of the Board
Restricted Stock
2019-01-02
4
A
0
900
20.76
A
3657
D
Common Stock
16340
D
Common Stock
1709074
I
Dallas Financial Holdings, LLC
Stock Option
Common Stock
8733
D
900 restricted shares were granted on 1/2/19 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 225 shares on 1/2/20, 225 shares on 1/2/21, 225 shares on 1/2/22, and 225 shares on 1/2/23.
3,155 shares are held in an account at Computershare, which have upcoming vesting dates. 502 shares are dividend reinvested shares for a total of 3,657.
16,340 shares are held in Mr. Dallas' name in an account at Shareworks.
173,764 shares are held in an account at Computershare; 1,535,310 shares are held in a brokerage account.
8,733 stock options were granted under various dates and vesting periods of which 1,600 are currently exercisable.
Total Beneficial Ownership: 1,730,671
Mr. Dallas receives additional shares on a quarterly basis through his dividend reinvestment plan.
David D. Dallas, poa Laurie Cook, Controller/SVP
2019-01-04