0000920427-19-000036.txt : 20190104 0000920427-19-000036.hdr.sgml : 20190104 20190104161044 ACCESSION NUMBER: 0000920427-19-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190102 FILED AS OF DATE: 20190104 DATE AS OF CHANGE: 20190104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DALLAS DAVID D CENTRAL INDEX KEY: 0001033206 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 19510130 MAIL ADDRESS: STREET 1: C/O UNITY BANCORP INC STREET 2: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 4 1 wf-form4_154663622656469.xml FORM 4 X0306 4 2019-01-02 0 0000920427 UNITY BANCORP INC /NJ/ UNTY 0001033206 DALLAS DAVID D C/O UNITY BANCORP INC 64 OLD HIGHWAY 22 CLINTON NJ 08809 1 0 1 1 Chairman of the Board Restricted Stock 2019-01-02 4 A 0 900 20.76 A 3657 D Common Stock 16340 D Common Stock 1709074 I Dallas Financial Holdings, LLC Stock Option Common Stock 8733 D 900 restricted shares were granted on 1/2/19 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 225 shares on 1/2/20, 225 shares on 1/2/21, 225 shares on 1/2/22, and 225 shares on 1/2/23. 3,155 shares are held in an account at Computershare, which have upcoming vesting dates. 502 shares are dividend reinvested shares for a total of 3,657. 16,340 shares are held in Mr. Dallas' name in an account at Shareworks. 173,764 shares are held in an account at Computershare; 1,535,310 shares are held in a brokerage account. 8,733 stock options were granted under various dates and vesting periods of which 1,600 are currently exercisable. Total Beneficial Ownership: 1,730,671 Mr. Dallas receives additional shares on a quarterly basis through his dividend reinvestment plan. David D. Dallas, poa Laurie Cook, Controller/SVP 2019-01-04