0000920427-18-000151.txt : 20181226
0000920427-18-000151.hdr.sgml : 20181226
20181226110721
ACCESSION NUMBER: 0000920427-18-000151
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181221
FILED AS OF DATE: 20181226
DATE AS OF CHANGE: 20181226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DALLAS ROBERT H II
CENTRAL INDEX KEY: 0001033204
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12431
FILM NUMBER: 181251826
MAIL ADDRESS:
STREET 1: C/O UNITY BANCORP INC
STREET 2: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/
CENTRAL INDEX KEY: 0000920427
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 223282551
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
BUSINESS PHONE: 9087307630
MAIL ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
FORMER COMPANY:
FORMER CONFORMED NAME: UNITY BANCORP INC /DE/
DATE OF NAME CHANGE: 19940316
4
1
wf-form4_154584042487018.xml
FORM 4
X0306
4
2018-12-21
0
0000920427
UNITY BANCORP INC /NJ/
UNTY
0001033204
DALLAS ROBERT H II
C/O UNITY BANCORP INC
64 OLD HIGHWAY 22
CLINTON
NJ
08809
1
0
1
0
Restricted Stock
3673
D
Common Stock
14983
D
Common Stock
1708445
I
Dallas Financial Holdings, LLC
Stock Options
18.25
2018-12-21
4
A
0
3000
18.25
A
2019-12-21
2028-12-21
Common Stock
3000.0
8667
D
3,190 shares are held in an account at Computershare, which have upcoming vesting dates. 483 shares are dividend reinvested shares for a total of 3,673.
14,983 shares are held in Mr. Dallas' name in an account at Shareworks.
173,135 shares are held in an account at Computershare; 1,535,310 shares are held in a brokerage account.
3,000 stock options were granted on 12/21/18 at $18.25 per share, which vest 1/3 per year; i.e., 1,000 on 12/21/19; 1,000 on 12/21/20; and 1,000 on 12/21/21.
A total of 8,667 stock options were granted under various dates and vesting periods of which none are currently exercisable.
Total Beneficial Ownership: 1,727,101
Mr. Dallas receives additional shares on a quarterly basis through his dividend reinvestment plan.
Robert H. Dallas, II, poa Alan Bedner, CFO/EVP
2018-12-26