0000920427-18-000150.txt : 20181226 0000920427-18-000150.hdr.sgml : 20181226 20181226110643 ACCESSION NUMBER: 0000920427-18-000150 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181221 FILED AS OF DATE: 20181226 DATE AS OF CHANGE: 20181226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUGHES JAMES A CENTRAL INDEX KEY: 0001238304 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 181251825 MAIL ADDRESS: STREET 1: C/O UNITYBANK CORP STREET 2: 64 OLD HWY 22 CITY: CLINTON STATE: NJ ZIP: 08809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 4 1 wf-form4_154584038714764.xml FORM 4 X0306 4 2018-12-21 0 0000920427 UNITY BANCORP INC /NJ/ UNTY 0001238304 HUGHES JAMES A UNITY BANK 64 OLD HWY 22 CLINTON NJ 08809 1 1 0 0 President/CEO Common Stock 100183 D Restricted Stock 18127 D Stock Options 18.25 2018-12-21 4 A 0 14000 18.25 A 2019-12-21 2028-12-21 Common Stock 14000.0 57000 D 100,183 shares consisting of 72,261 shares held in an account at Shareworks, 6,063 shares held in account at Computershare, 12,427 shares held in a brokerage account, and 9,432 shares in a 401K plan. 18,127 restricted shares are held in an account at Computershare, of which 17,410 have upcoming vesting dates; and 717 are DRP shares. 14,000 stock options were granted on 12/21/18 at $18.25 per share, which vest 1/3 per year, i.e., 4,667 on 12/21/19, 4,666 on 12/21/20, and 4,667 on 12/21/21. 57,000 stock options were granted to Mr. Hughes, of which 29,333 are currently exercisable. Total amount of Beneficial Securities Owned: 147,643 Mr. Hughes receives additional shares on a quarterly basis through his dividend reinvestment plan. James A. Hughes, POA Alan Bedner, CFO 2018-12-26