0000920427-18-000150.txt : 20181226
0000920427-18-000150.hdr.sgml : 20181226
20181226110643
ACCESSION NUMBER: 0000920427-18-000150
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181221
FILED AS OF DATE: 20181226
DATE AS OF CHANGE: 20181226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HUGHES JAMES A
CENTRAL INDEX KEY: 0001238304
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12431
FILM NUMBER: 181251825
MAIL ADDRESS:
STREET 1: C/O UNITYBANK CORP
STREET 2: 64 OLD HWY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/
CENTRAL INDEX KEY: 0000920427
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 223282551
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
BUSINESS PHONE: 9087307630
MAIL ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
FORMER COMPANY:
FORMER CONFORMED NAME: UNITY BANCORP INC /DE/
DATE OF NAME CHANGE: 19940316
4
1
wf-form4_154584038714764.xml
FORM 4
X0306
4
2018-12-21
0
0000920427
UNITY BANCORP INC /NJ/
UNTY
0001238304
HUGHES JAMES A
UNITY BANK
64 OLD HWY 22
CLINTON
NJ
08809
1
1
0
0
President/CEO
Common Stock
100183
D
Restricted Stock
18127
D
Stock Options
18.25
2018-12-21
4
A
0
14000
18.25
A
2019-12-21
2028-12-21
Common Stock
14000.0
57000
D
100,183 shares consisting of 72,261 shares held in an account at Shareworks, 6,063 shares held in account at Computershare, 12,427 shares held in a brokerage account, and 9,432 shares in a 401K plan.
18,127 restricted shares are held in an account at Computershare, of which 17,410 have upcoming vesting dates; and 717 are DRP shares.
14,000 stock options were granted on 12/21/18 at $18.25 per share, which vest 1/3 per year, i.e., 4,667 on 12/21/19, 4,666 on 12/21/20, and 4,667 on 12/21/21.
57,000 stock options were granted to Mr. Hughes, of which 29,333 are currently exercisable.
Total amount of Beneficial Securities Owned: 147,643
Mr. Hughes receives additional shares on a quarterly basis through his dividend reinvestment plan.
James A. Hughes, POA Alan Bedner, CFO
2018-12-26