0000920427-18-000148.txt : 20181226
0000920427-18-000148.hdr.sgml : 20181226
20181226110530
ACCESSION NUMBER: 0000920427-18-000148
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181221
FILED AS OF DATE: 20181226
DATE AS OF CHANGE: 20181226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TUCKER ALLEN
CENTRAL INDEX KEY: 0001238309
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12431
FILM NUMBER: 181251817
MAIL ADDRESS:
STREET 1: C/O UNITYBANK CORP
STREET 2: 64 OLD HWY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/
CENTRAL INDEX KEY: 0000920427
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 223282551
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
BUSINESS PHONE: 9087307630
MAIL ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
FORMER COMPANY:
FORMER CONFORMED NAME: UNITY BANCORP INC /DE/
DATE OF NAME CHANGE: 19940316
4
1
wf-form4_154584031328853.xml
FORM 4
X0306
4
2018-12-21
0
0000920427
UNITY BANCORP INC /NJ/
UNTY
0001238309
TUCKER ALLEN
C/O UNITYBANK CORP
64 OLD HWY 22
CLINTON
NJ
08809
1
0
0
1
Vice Chairman of the Board
Restricted Stock
3978
D
Common Stock
356707
D
Common Stock
63497
I
Spouse
Stock Options
18.25
2018-12-21
4
A
0
3000
18.25
A
2019-12-21
2028-12-21
Common Stock
3000.0
12200
D
3,490 shares are held in an account at Computershare, which have upcoming vesting dates. 488 shares are dividend reinvested shares for a total of 3,978.
326,974 shares are held in a brokerage account; 29,733 shares are held in a Trust account at Computershare for a total of 356,707.
2,403 shares are held in an account in Charlotte Tucker's name; 3,029 are held in a trust account; and 58,065 are held in a brokerage account for a total of 63,497.
3,000 stock options were granted on 12/21/18 at $18.25 per share, which vest 1/3 per year; i.e., 1,000 on 12/21/19; 1,000 on 12/21/20; and 1,000 on 12/21/21.
12,200 stock options were granted under various dates and vesting periods of which 3,467 are currently exercisable.
Total Beneficial Ownership: 427,649
Mr. Tucker receives additional shares on a quarterly basis through his dividend reinvestment plan.
Allen Tucker, POA Alan Bedner, CFO/EVP
2018-12-26