0000920427-18-000145.txt : 20181226
0000920427-18-000145.hdr.sgml : 20181226
20181226110326
ACCESSION NUMBER: 0000920427-18-000145
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181221
FILED AS OF DATE: 20181226
DATE AS OF CHANGE: 20181226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRODY MARK S
CENTRAL INDEX KEY: 0001248813
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12431
FILM NUMBER: 181251801
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/
CENTRAL INDEX KEY: 0000920427
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 223282551
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
BUSINESS PHONE: 9087307630
MAIL ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
FORMER COMPANY:
FORMER CONFORMED NAME: UNITY BANCORP INC /DE/
DATE OF NAME CHANGE: 19940316
4
1
wf-form4_154584018921823.xml
FORM 4
X0306
4
2018-12-21
0
0000920427
UNITY BANCORP INC /NJ/
UNTY
0001248813
BRODY MARK S
C/O UNITY BANK
64 OLD HIGHWAY 22
CLINTON
NJ
08809
1
0
0
0
Restricted Stock
3490
D
Common Stock
79464
D
Common Stock
40102
I
Financial Planning Analysts
Common Stock
270102
I
Financial Planning Analysts Dispositive Shares
Stock Options
18.25
2018-12-21
4
A
0
3000
18.25
A
2019-12-21
2028-12-21
Common Stock
3000.0
12200
D
3,490 restricted shares are held in an account at Computershare, which have upcoming vesting dates.
A total of 79,464 shares are beneficially owned by Dr. Brody; 48,400 are held jointly with his spouse; 12,705 are held in street name; 18,239 are held in an account at Shareworks; and 120 are held in an account at Computershare.
Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.
3,000 stock options were granted on 12/21/18 at $18.25 per share, which vest 1/3 per year; i.e., 1,000 on 12/21/19; 1,000 on 12/21/20; and 1,000 on 12/21/21.
12,200 stock options were granted under various dates and vesting periods of which 3,467 are currently exercisable.
Total Beneficial Ownership: 396,625
Dr. Mark Brody, POA Alan Bedner, CFO/EVP
2018-12-26