0000920427-18-000144.txt : 20181226 0000920427-18-000144.hdr.sgml : 20181226 20181226110242 ACCESSION NUMBER: 0000920427-18-000144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181221 FILED AS OF DATE: 20181226 DATE AS OF CHANGE: 20181226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DALLAS DAVID D CENTRAL INDEX KEY: 0001033206 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 181251795 MAIL ADDRESS: STREET 1: C/O UNITY BANCORP INC STREET 2: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 4 1 wf-form4_154584014555202.xml FORM 4 X0306 4 2018-12-21 0 0000920427 UNITY BANCORP INC /NJ/ UNTY 0001033206 DALLAS DAVID D C/O UNITY BANCORP INC 64 OLD HIGHWAY 22 CLINTON NJ 08809 1 0 1 1 Chairman of the Board Restricted Stock 3978 D Common Stock 15068 D Common Stock 1708445 I Dallas Financial Holdings, LLC Stock Option 18.25 2018-12-21 4 A 0 3000 18.25 A 2019-12-21 2028-12-21 Common Stock 3000.0 8733 D 3,490 shares are held in an account at Computershare, which have upcoming vesting dates. 488 shares are dividend reinvested shares for a total of 3,978. 15,068 shares are held in Mr. Dallas' name in an account at Shareworks. 173,135 shares are held in an account at Computershare; 1,535,310 shares are held in a brokerage account. 3,000 stock options were granted on 12/21/18 at $18.25 per share, which vest 1/3 per year; i.e., 1,000 on 12/21/19; 1,000 on 12/21/20; and 1,000 on 12/21/21. A total of 8,733 stock options were granted under various dates and vesting periods of which none are currently exercisable. Total Beneficial Ownership: 1,727,491 Mr. Dallas receives additional shares on a quarterly basis through his dividend reinvestment plan. David D. Dallas, poa Alan Bedner, CFO/EVP 2018-12-26