0000920427-18-000143.txt : 20181226 0000920427-18-000143.hdr.sgml : 20181226 20181226110205 ACCESSION NUMBER: 0000920427-18-000143 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181221 FILED AS OF DATE: 20181226 DATE AS OF CHANGE: 20181226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tucker Aaron CENTRAL INDEX KEY: 0001604682 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 181251792 MAIL ADDRESS: STREET 1: 180 LONG HILL DRIVE CITY: SHORT HILLS STATE: NJ ZIP: 08809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 4 1 wf-form4_154584010787687.xml FORM 4 X0306 4 2018-12-21 0 0000920427 UNITY BANCORP INC /NJ/ UNTY 0001604682 Tucker Aaron C/O UNITY BANK 64 OLD HIGHWAY 22 CLINTON NJ 08809 1 0 0 0 Common Stock 30712 D Restricted Stock 3190 D Stock Options 18.25 2018-12-21 4 A 0 3000 18.25 A 2019-12-21 2028-12-21 Common Stock 3000.0 12100 D 27,500 shares are held in a brokerage account; and 3,212 shares are held in an account at Shareworks in Mr. Tucker's name. 3,190 shares are held in an account at Computershare, which have upcoming vesting dates. 3,000 stock options were granted on 12/21/18 at $18.25 per share, which vest 1/3 per year; i.e., 1,000 on 12/21/19; 1,000 on 12/21/20; and 1,000 on 12/21/21. 12,100 stock options were granted under various dates and vesting periods of which 3,433 are currently exercisable. Total Beneficial Ownership: 37,335 Mr. Tucker receives additional shares on a quarterly basis through his dividend reinvestment plan. Aaron Tucker, POA Alan Bedner, CFO/EVP 2018-12-26