0000920427-18-000122.txt : 20181212 0000920427-18-000122.hdr.sgml : 20181212 20181212132012 ACCESSION NUMBER: 0000920427-18-000122 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181210 FILED AS OF DATE: 20181212 DATE AS OF CHANGE: 20181212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rooney Stephen CENTRAL INDEX KEY: 0001464333 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 181230579 MAIL ADDRESS: STREET 1: C/O UNITY BANK, 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 4 1 wf-form4_154463879523132.xml FORM 4 X0306 4 2018-12-10 0 0000920427 UNITY BANCORP INC /NJ/ UNTY 0001464333 Rooney Stephen C/O UNITY BANK, 64 OLD HIGHWAY 22 CLINTON NJ 08809 0 1 0 0 Chief Lending Officer/1st SVP Restricted Stock 2018-12-10 4 A 0 1250 21.30 A 4475 D Common Stock 5338 D Stock Options 21.3 2018-12-10 4 A 0 5000 21.30 A 2019-12-10 2028-12-10 Common Stock 5000.0 23000 D 1,250 restricted shares were granted on 12/10/2018 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 312 shares on 12/10/19, 313 shares on 12/10/20, 312 shares on 12/10/21, and 313 shares on 12/10/22. 4,475 restricted shares are held in an account at Computershare, which have upcoming vesting dates. 5,338 shares are held in account at Shareworks. 5,000 stock options were granted on 12/10/18, which vest 1/3 per year; i.e. 1,667 on 12/10/19, 1,666 on 12/10/20, and 1,667 on 12/10/21. 23,000 stock options were granted to Mr. Rooney of which 5,334 are currently exercisable. Total Beneficial Ownership: 15,147 Stephen F. Rooney, poa Laurie Cook, Controller/SVP 2018-12-12