0000920427-18-000089.txt : 20180725
0000920427-18-000089.hdr.sgml : 20180725
20180725151406
ACCESSION NUMBER: 0000920427-18-000089
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180724
FILED AS OF DATE: 20180725
DATE AS OF CHANGE: 20180725
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRODY MARK S
CENTRAL INDEX KEY: 0001248813
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12431
FILM NUMBER: 18968627
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/
CENTRAL INDEX KEY: 0000920427
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 223282551
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
BUSINESS PHONE: 9087307630
MAIL ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
FORMER COMPANY:
FORMER CONFORMED NAME: UNITY BANCORP INC /DE/
DATE OF NAME CHANGE: 19940316
4
1
wf-form4_153254602749174.xml
FORM 4
X0306
4
2018-07-24
0
0000920427
UNITY BANCORP INC /NJ/
UNTY
0001248813
BRODY MARK S
C/O UNITY BANK
64 OLD HIGHWAY 22
CLINTON
NJ
08809
1
0
0
0
Restricted Stock
3490
D
Common Stock
79464
D
Common Stock
40102
I
Financial Planning Analysts
Common Stock
261669
I
Financial Planning Analysts Dispositive Shares
Stock Options
3.46
2018-07-24
4
M
0
1539
3.46
D
2009-12-18
2018-12-18
Common Stock
1539.0
12061
D
Stock Options
3.46
2018-07-25
4
M
0
661
3.46
D
2009-12-18
2018-12-18
Common Stock
661.0
11400
D
3,490 restricted shares are held in an account at Computershare, which have upcoming vesting dates.
A total of 79,464 shares are beneficially owned by Dr. Brody; 48,400 are held jointly with his spouse; 12,705 are held in street name; and 18,359 are held in an account at Computershare.
Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.
Dr. Brody exercised 1,539 stock options at $3.46 per share, and sold at $25.24 per share.
Dr. Brody exercised 661 stock options at $3.46 per share, and sold at $25.35 per share.
11,400 stock options were granted of which 5,667 are currently exercisable.
Total Beneficial Ownership: 390,392
Dr. Mark Brody, POA Alan Bedner, CFO/EVP
2018-07-25