0000920427-18-000079.txt : 20180524 0000920427-18-000079.hdr.sgml : 20180524 20180524105004 ACCESSION NUMBER: 0000920427-18-000079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180522 FILED AS OF DATE: 20180524 DATE AS OF CHANGE: 20180524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAUCHAK JOHN J CENTRAL INDEX KEY: 0001238307 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 18857008 MAIL ADDRESS: STREET 1: C/O UNITYBANK CORP STREET 2: 64 OLD HWY 22 CITY: CLINTON STATE: NJ ZIP: 08809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 4 1 wf-form4_152717338837679.xml FORM 4 X0306 4 2018-05-22 0 0000920427 UNITY BANCORP INC /NJ/ UNTY 0001238307 KAUCHAK JOHN J UNITY BANK 64 OLD HIGHWAY 22 CLINTON NJ 08809 0 1 0 0 EVP/COO Common Stock 50859 D Restricted Stock 9400 D Stock Options 3.62 2018-05-22 4 M 0 1523 3.62 D 2010-12-10 2019-12-10 Common Stock 1523.0 89800 D Stock Options 3.62 2018-05-23 4 M 0 3477 3.62 D 2010-12-10 2019-12-10 Common Stock 3477.0 89800 D 50,859 shares are held in Mr. Kauchak's acct. at Computershare. 9,400 shares are held in an acct. at Computershare, which have upcoming vesting dates. Mr. Kauchak exercised 1,523 stock options at $3.62 per share, and sold at $23.01 per share. 8,800 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/2010; 12/10/2011 and 12/10/2012 and expire on 12/10/2019. 89,800 stock options were granted of which 69,467 are currently exercisable. Mr. Kauchak exercised 3,477 stock options at $3.62 per share, and sold at $22.80 per share. Total Amount of Beneficial Securities Owned: 129,726 John J. Kauchak, POA Laurie Cook, Controller/SVP 2018-05-24