0000920427-18-000073.txt : 20180516
0000920427-18-000073.hdr.sgml : 20180516
20180516084810
ACCESSION NUMBER: 0000920427-18-000073
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180515
FILED AS OF DATE: 20180516
DATE AS OF CHANGE: 20180516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRODY MARK S
CENTRAL INDEX KEY: 0001248813
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12431
FILM NUMBER: 18838870
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/
CENTRAL INDEX KEY: 0000920427
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 223282551
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
BUSINESS PHONE: 9087307630
MAIL ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
FORMER COMPANY:
FORMER CONFORMED NAME: UNITY BANCORP INC /DE/
DATE OF NAME CHANGE: 19940316
4
1
wf-form4_152647483090945.xml
FORM 4
X0306
4
2018-05-15
0
0000920427
UNITY BANCORP INC /NJ/
UNTY
0001248813
BRODY MARK S
C/O UNITY BANK
64 OLD HIGHWAY 22
CLINTON
NJ
08809
1
0
0
0
Restricted Stock
3490
D
Common Stock
79464
D
Common Stock
40102
I
Financial Planning Analysts
Common Stock
261669
I
Financial Planning Analysts Dispositive Shares
Stock Options
3.46
2018-05-15
4
M
0
2200
3.46
D
2009-12-18
2018-12-18
Common Stock
2200.0
13600
D
3,490 restricted shares are held in an account at Computershare, which have upcoming vesting dates.
A total of 79,464 shares are beneficially owned by Dr. Brody; 48,400 are held jointly with his spouse; 12,705 are held in street name; and 18,359 are held in an account at Computershare.
Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.
Dr. Brody exercised 2,200 stock options at $3.46 per share, and sold at $23.00 per share.
13,600 stock options were granted of which 7,867 are currently exercisable.
Total Beneficial Ownership: 392,592
Dr. Mark Brody, POA Laurie Cook, Controller/SVP
2018-05-15