0000920427-18-000066.txt : 20180501
0000920427-18-000066.hdr.sgml : 20180501
20180501150818
ACCESSION NUMBER: 0000920427-18-000066
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180426
FILED AS OF DATE: 20180501
DATE AS OF CHANGE: 20180501
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rooney Stephen
CENTRAL INDEX KEY: 0001464333
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12431
FILM NUMBER: 18795083
MAIL ADDRESS:
STREET 1: C/O UNITY BANK, 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/
CENTRAL INDEX KEY: 0000920427
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 223282551
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
BUSINESS PHONE: 9087307630
MAIL ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
FORMER COMPANY:
FORMER CONFORMED NAME: UNITY BANCORP INC /DE/
DATE OF NAME CHANGE: 19940316
3
1
wf-form3_152520164962250.xml
FORM 3
X0206
3
2018-04-26
0
0000920427
UNITY BANCORP INC /NJ/
UNTY
0001464333
Rooney Stephen
C/O UNITY BANK, 64 OLD HIGHWAY 22
CLINTON
NJ
08809
0
1
0
0
Chief Lending Officer/1st SVP
Common Stock
4975
D
Restricted Stock
3775
D
Stock Options
Common Stock
18000.0
D
4,975 shares are held in an account at Computershare.
3,775 restricted shares are held in an account at Computershare which have future vesting dates. All shares were granted from the 2013 Stock Bonus Plan and are broken out as follows; 2,200 restricted shares were granted on 12/10/2014, of which 550 shares vest on 12/10/2018; 1,650 restricted shares were granted on 12/16/2015, of which 412 shares vest on 12/16/2018, and 413 shares vest on 12/16/2019; 1,200 restricted shares were granted on 12/15/2016, of which 300 shares vest on 12/15/2018, 12/15/2019, and 12/15/2020; 1,500 restricted shares were granted on 1/2/2018, of which 375 shares vest on 1/2/2019, 1/2/2020, 1/2/2021, and 1/2/2022. All restricted shares vest over a 4-yr. period from the date of issue.
See Footnote 4
A total of 18,000 stock options were issued of which 5,334 are currently exercisable. They are broken out as follows; 5,500 options were issued on 12/16/2015 from the 2015 Stock Option Plan at $9.63 per share that expire on 12/16/2025; 5,000 options were issued on 12/15/2016 from the 2015 Stock Option Plan at $14.60 per share that expire on 12/15/2026; 7,500 options were issued on 1/2/2018 from the 2017 Stock Option Plan at $19.75 per share that expire on 1/2/2028. Stock Options vest over a 3-yr. period from the date of issue.
Total Beneficial Ownership: 14,084
Stephen F. Rooney, poa Laurie Cook, Controller/SVP
2018-05-01