0000920427-18-000066.txt : 20180501 0000920427-18-000066.hdr.sgml : 20180501 20180501150818 ACCESSION NUMBER: 0000920427-18-000066 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180426 FILED AS OF DATE: 20180501 DATE AS OF CHANGE: 20180501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rooney Stephen CENTRAL INDEX KEY: 0001464333 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 18795083 MAIL ADDRESS: STREET 1: C/O UNITY BANK, 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 3 1 wf-form3_152520164962250.xml FORM 3 X0206 3 2018-04-26 0 0000920427 UNITY BANCORP INC /NJ/ UNTY 0001464333 Rooney Stephen C/O UNITY BANK, 64 OLD HIGHWAY 22 CLINTON NJ 08809 0 1 0 0 Chief Lending Officer/1st SVP Common Stock 4975 D Restricted Stock 3775 D Stock Options Common Stock 18000.0 D 4,975 shares are held in an account at Computershare. 3,775 restricted shares are held in an account at Computershare which have future vesting dates. All shares were granted from the 2013 Stock Bonus Plan and are broken out as follows; 2,200 restricted shares were granted on 12/10/2014, of which 550 shares vest on 12/10/2018; 1,650 restricted shares were granted on 12/16/2015, of which 412 shares vest on 12/16/2018, and 413 shares vest on 12/16/2019; 1,200 restricted shares were granted on 12/15/2016, of which 300 shares vest on 12/15/2018, 12/15/2019, and 12/15/2020; 1,500 restricted shares were granted on 1/2/2018, of which 375 shares vest on 1/2/2019, 1/2/2020, 1/2/2021, and 1/2/2022. All restricted shares vest over a 4-yr. period from the date of issue. See Footnote 4 A total of 18,000 stock options were issued of which 5,334 are currently exercisable. They are broken out as follows; 5,500 options were issued on 12/16/2015 from the 2015 Stock Option Plan at $9.63 per share that expire on 12/16/2025; 5,000 options were issued on 12/15/2016 from the 2015 Stock Option Plan at $14.60 per share that expire on 12/15/2026; 7,500 options were issued on 1/2/2018 from the 2017 Stock Option Plan at $19.75 per share that expire on 1/2/2028. Stock Options vest over a 3-yr. period from the date of issue. Total Beneficial Ownership: 14,084 Stephen F. Rooney, poa Laurie Cook, Controller/SVP 2018-05-01