0000920427-18-000053.txt : 20180313 0000920427-18-000053.hdr.sgml : 20180313 20180313134613 ACCESSION NUMBER: 0000920427-18-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180309 FILED AS OF DATE: 20180313 DATE AS OF CHANGE: 20180313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAUCHAK JOHN J CENTRAL INDEX KEY: 0001238307 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 18685990 MAIL ADDRESS: STREET 1: C/O UNITYBANK CORP STREET 2: 64 OLD HWY 22 CITY: CLINTON STATE: NJ ZIP: 08809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 4 1 wf-form4_152096315959116.xml FORM 4 X0306 4 2018-03-09 0 0000920427 UNITY BANCORP INC /NJ/ UNTY 0001238307 KAUCHAK JOHN J UNITY BANK 64 OLD HIGHWAY 22 CLINTON NJ 08809 0 1 0 0 EVP/COO Restricted Stock 2018-03-09 4 A 0 4000 21.15 A 9950 D Common Stock 50309 D Stock Options 21.15 2018-03-09 4 A 0 10000 21.15 A 2019-03-09 2028-03-09 Common Stock 10000.0 94800 D 4,000 restricted shares were granted on 3/9/2018 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 1,000 shares on 3/9/19; 1,000 shares on 3/9/20; 1,000 shares on 3/9/21; and 1,000 shares on 3/9/22. 9,950 restricted shares are held in an account at Computershare, which have upcoming vesting dates. 50,309 shares are held in an account at Computershare. 10,000 stock options were granted on 3/9/18, which vest 1/3 per year; i.e., 3,334 on 3/9/19; 3,333 on 3/9/20; and 3,333 on 3/9/21. 94,800 stock options were granted to Mr. Kauchak of which 74,467 are currently exercisable. Total Beneficial Ownership: 134,726 John J. Kauchak, POA Laurie Cook, Controller/SVP 2018-03-12