0000920427-18-000049.txt : 20180313 0000920427-18-000049.hdr.sgml : 20180313 20180313134503 ACCESSION NUMBER: 0000920427-18-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180309 FILED AS OF DATE: 20180313 DATE AS OF CHANGE: 20180313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TUCKER ALLEN CENTRAL INDEX KEY: 0001238309 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 18685980 MAIL ADDRESS: STREET 1: C/O UNITYBANK CORP STREET 2: 64 OLD HWY 22 CITY: CLINTON STATE: NJ ZIP: 08809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 4 1 wf-form4_152096307579944.xml FORM 4 X0306 4 2018-03-09 0 0000920427 UNITY BANCORP INC /NJ/ UNTY 0001238309 TUCKER ALLEN C/O UNITYBANK CORP 64 OLD HWY 22 CLINTON NJ 08809 1 0 0 1 Vice Chairman of the Board Common Stock 2018-03-09 4 M 0 8800 3.46 A 356708 D Common Stock 63497 I Spouse Restricted Stock 3943 D Stock Options 3.46 2018-03-09 4 M 0 8800 3.46 D 2009-12-18 2018-12-18 Common Stock 8800.0 9200 D 240,888 shares are held in a brokerage account; 115,820 shares are held in an account at Computershare for a total of 356,708. 12,403 shares are held in an account in Charlotte Tucker's name; 3,029 are held in a trust account; and 48,065 are held in a brokerage account for a total of 63,497. 3,490 restricted stock shares are held in an account at Computershare, which have upcoming vesting dates; 453 shares are dividend reinvestment shares for a total of 3,943. Mr. Tucker exercised 8,800 stock options at $3.46 per share. 8,800 stock options were granted on 12/18/2008, which vested one-third per year at $3.46 per share and expire on 12/18/2018. 9,200 stock options were granted under various dates and vesting periods of which 3,467 are currently exercisable. Total Beneficial Ownership: 427,615 Allen Tucker, POA Laurie Cook, Controller/SVP 2018-03-12