0000920427-18-000049.txt : 20180313
0000920427-18-000049.hdr.sgml : 20180313
20180313134503
ACCESSION NUMBER: 0000920427-18-000049
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180309
FILED AS OF DATE: 20180313
DATE AS OF CHANGE: 20180313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TUCKER ALLEN
CENTRAL INDEX KEY: 0001238309
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12431
FILM NUMBER: 18685980
MAIL ADDRESS:
STREET 1: C/O UNITYBANK CORP
STREET 2: 64 OLD HWY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/
CENTRAL INDEX KEY: 0000920427
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 223282551
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
BUSINESS PHONE: 9087307630
MAIL ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
FORMER COMPANY:
FORMER CONFORMED NAME: UNITY BANCORP INC /DE/
DATE OF NAME CHANGE: 19940316
4
1
wf-form4_152096307579944.xml
FORM 4
X0306
4
2018-03-09
0
0000920427
UNITY BANCORP INC /NJ/
UNTY
0001238309
TUCKER ALLEN
C/O UNITYBANK CORP
64 OLD HWY 22
CLINTON
NJ
08809
1
0
0
1
Vice Chairman of the Board
Common Stock
2018-03-09
4
M
0
8800
3.46
A
356708
D
Common Stock
63497
I
Spouse
Restricted Stock
3943
D
Stock Options
3.46
2018-03-09
4
M
0
8800
3.46
D
2009-12-18
2018-12-18
Common Stock
8800.0
9200
D
240,888 shares are held in a brokerage account; 115,820 shares are held in an account at Computershare for a total of 356,708.
12,403 shares are held in an account in Charlotte Tucker's name; 3,029 are held in a trust account; and 48,065 are held in a brokerage account for a total of 63,497.
3,490 restricted stock shares are held in an account at Computershare, which have upcoming vesting dates; 453 shares are dividend reinvestment shares for a total of 3,943.
Mr. Tucker exercised 8,800 stock options at $3.46 per share.
8,800 stock options were granted on 12/18/2008, which vested one-third per year at $3.46 per share and expire on 12/18/2018.
9,200 stock options were granted under various dates and vesting periods of which 3,467 are currently exercisable.
Total Beneficial Ownership: 427,615
Allen Tucker, POA Laurie Cook, Controller/SVP
2018-03-12