0000920427-18-000023.txt : 20180112
0000920427-18-000023.hdr.sgml : 20180112
20180112143533
ACCESSION NUMBER: 0000920427-18-000023
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180110
FILED AS OF DATE: 20180112
DATE AS OF CHANGE: 20180112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DALLAS DAVID D
CENTRAL INDEX KEY: 0001033206
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12431
FILM NUMBER: 18525691
MAIL ADDRESS:
STREET 1: C/O UNITY BANCORP INC
STREET 2: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/
CENTRAL INDEX KEY: 0000920427
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 223282551
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
BUSINESS PHONE: 9087307630
MAIL ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
FORMER COMPANY:
FORMER CONFORMED NAME: UNITY BANCORP INC /DE/
DATE OF NAME CHANGE: 19940316
4
1
wf-form4_151578571929992.xml
FORM 4
X0306
4
2018-01-10
0
0000920427
UNITY BANCORP INC /NJ/
UNTY
0001033206
DALLAS DAVID D
C/O UNITY BANCORP INC
64 OLD HIGHWAY 22
CLINTON
NJ
08809
1
0
1
1
Chairman of the Board
Restricted Stock
3943
D
Common Stock
2018-01-10
4
M
0
2933
10.97
A
14982
D
Common Stock
2018-01-10
4
M
0
534
15.70
A
14982
D
Common Stock
1706942
I
Dallas Financial Holdings, LLC
Stock Option
10.97
2018-01-10
4
M
0
2933
10.97
D
2017-01-05
2026-01-05
Common Stock
2933.0
5733
D
Stock Option
15.7
2018-01-10
4
M
0
534
15.70
D
2018-01-03
2027-01-03
Common Stock
534.0
5733
D
3,490 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates; 453 shares are dividend reinvested shares for a total of 3,943.
14,982 shares are held in Mr. Dallas' name in an account at Computershare.
171,632 shares are held in an account at Computershare; 1,535,310 shares are held in a brokerage account.
Mr. Dallas exercised 2,933 stock options at $10.97 per share, and 534 stock options at $15.70 per share.
4,400 stock options were granted on 1/5/2016, which vest one-third per year at $10.97 per share and expire on 1/5/2026.
A total of 5,733 stock options were granted under various dates and vesting periods of which none are currently exercisable.
1,600 stock options were granted on 1/3/2017, which vest one-third per year at $15.70 per share and expire on 1/3/2027.
Total Beneficial Ownership: 1,725,867
David D. Dallas, poa Laurie Cook, Controller/SVP
2018-01-12