0000920427-18-000023.txt : 20180112 0000920427-18-000023.hdr.sgml : 20180112 20180112143533 ACCESSION NUMBER: 0000920427-18-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180110 FILED AS OF DATE: 20180112 DATE AS OF CHANGE: 20180112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DALLAS DAVID D CENTRAL INDEX KEY: 0001033206 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 18525691 MAIL ADDRESS: STREET 1: C/O UNITY BANCORP INC STREET 2: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 4 1 wf-form4_151578571929992.xml FORM 4 X0306 4 2018-01-10 0 0000920427 UNITY BANCORP INC /NJ/ UNTY 0001033206 DALLAS DAVID D C/O UNITY BANCORP INC 64 OLD HIGHWAY 22 CLINTON NJ 08809 1 0 1 1 Chairman of the Board Restricted Stock 3943 D Common Stock 2018-01-10 4 M 0 2933 10.97 A 14982 D Common Stock 2018-01-10 4 M 0 534 15.70 A 14982 D Common Stock 1706942 I Dallas Financial Holdings, LLC Stock Option 10.97 2018-01-10 4 M 0 2933 10.97 D 2017-01-05 2026-01-05 Common Stock 2933.0 5733 D Stock Option 15.7 2018-01-10 4 M 0 534 15.70 D 2018-01-03 2027-01-03 Common Stock 534.0 5733 D 3,490 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates; 453 shares are dividend reinvested shares for a total of 3,943. 14,982 shares are held in Mr. Dallas' name in an account at Computershare. 171,632 shares are held in an account at Computershare; 1,535,310 shares are held in a brokerage account. Mr. Dallas exercised 2,933 stock options at $10.97 per share, and 534 stock options at $15.70 per share. 4,400 stock options were granted on 1/5/2016, which vest one-third per year at $10.97 per share and expire on 1/5/2026. A total of 5,733 stock options were granted under various dates and vesting periods of which none are currently exercisable. 1,600 stock options were granted on 1/3/2017, which vest one-third per year at $15.70 per share and expire on 1/3/2027. Total Beneficial Ownership: 1,725,867 David D. Dallas, poa Laurie Cook, Controller/SVP 2018-01-12