0000920427-18-000017.txt : 20180104 0000920427-18-000017.hdr.sgml : 20180104 20180104132235 ACCESSION NUMBER: 0000920427-18-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180102 FILED AS OF DATE: 20180104 DATE AS OF CHANGE: 20180104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gross Mary E. CENTRAL INDEX KEY: 0001502228 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 18509403 MAIL ADDRESS: STREET 1: C/O UNITY BANK STREET 2: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 4 1 wf-form4_151509014238016.xml FORM 4 X0306 4 2018-01-02 0 0000920427 UNITY BANCORP INC /NJ/ UNTY 0001502228 Gross Mary E. C/O UNITY BANK 64 OLD HIGHWAY 22 CLINTON NJ 08809 1 0 0 0 Restricted Stock 2018-01-02 4 A 0 900 19.75 A 3930 D Common Stock 10446 D Stock Options 19.75 2018-01-02 4 A 0 3200 19.75 A 2019-01-02 2028-01-02 Common Stock 3200.0 7733 D 900 restricted shares were granted on 1/2/18 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 225 shares on 1/2/19; 225 shares on 1/2/20; 225 shares on 1/2/21; and 225 shares on 1/2/22. Stock price at the close of business on 12/29/17. 3,930 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates. 9,357 shares are held in an account at Computershare; and 1,089 shares are held in a brokerage account in Ms. Gross' name for a total of 10,446 shares. 3,200 stock options were granted on 1/2/18, which vest 1/3 per year; i.e., 1,067 on 1/2/19; 1,066 on 1/2/20; and 1,067 on 1/2/21. A total of 7,733 stock options were granted under various dates and vesting periods of which 534 are currently exercisable. Total Beneficial Ownership: 14,910 Mary E. Gross, POA Laurie Cook, Controller/SVP 2018-01-04