0000920427-18-000016.txt : 20180104
0000920427-18-000016.hdr.sgml : 20180104
20180104132219
ACCESSION NUMBER: 0000920427-18-000016
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180102
FILED AS OF DATE: 20180104
DATE AS OF CHANGE: 20180104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TUCKER ALLEN
CENTRAL INDEX KEY: 0001238309
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12431
FILM NUMBER: 18509402
MAIL ADDRESS:
STREET 1: C/O UNITYBANK CORP
STREET 2: 64 OLD HWY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/
CENTRAL INDEX KEY: 0000920427
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 223282551
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
BUSINESS PHONE: 9087307630
MAIL ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
FORMER COMPANY:
FORMER CONFORMED NAME: UNITY BANCORP INC /DE/
DATE OF NAME CHANGE: 19940316
4
1
wf-form4_151509012598641.xml
FORM 4
X0306
4
2018-01-02
0
0000920427
UNITY BANCORP INC /NJ/
UNTY
0001238309
TUCKER ALLEN
C/O UNITYBANK CORP
64 OLD HWY 22
CLINTON
NJ
08809
1
0
0
1
Vice Chairman of the Board
Restricted Stock
2018-01-02
4
A
0
900
19.75
A
4383
D
Common Stock
347468
D
Common Stock
63497
I
Spouse
Stock Options
19.75
2018-01-02
4
A
0
3200
19.75
A
2019-01-02
2028-01-02
Common Stock
3200.0
18000
D
900 restricted shares were granted on 1/2/18 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 225 shares on 1/2/19; 225 shares on 1/2/20; 225 shares on 1/2/21; and 225 shares on 1/2/22.
Stock price at the close of business on 12/29/17.
3,930 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates; 453 shares are dividend reinvested shares for a total of 4,383.
240,888 shares are held in a brokerage account; 106,580 shares are held in a Trust account at Computershare for a total of 347,468.
12,403 shares are held in an account in Charlotte Tucker's name; 3,029 are held in a trust account; and 48,065 are held in a brokerage account for a total of 63,497.
3,200 stock options were granted on 1/2/18, which vest 1/3 per year; i.e., 1,067 on 1/2/19; 1,066 on 1/2/20; and 1,067 on 1/2/21.
18,000 stock options were granted under various dates and vesting periods of which 10,801 are currently exercisable.
Total Beneficial Ownership: 426,149
Allen Tucker, POA Laurie Cook, Controller/SVP
2018-01-04