0000920427-18-000012.txt : 20180104
0000920427-18-000012.hdr.sgml : 20180104
20180104132109
ACCESSION NUMBER: 0000920427-18-000012
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180102
FILED AS OF DATE: 20180104
DATE AS OF CHANGE: 20180104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Souders Donald E. Jr.
CENTRAL INDEX KEY: 0001502243
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12431
FILM NUMBER: 18509398
MAIL ADDRESS:
STREET 1: C/O UNITY BANK
STREET 2: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/
CENTRAL INDEX KEY: 0000920427
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 223282551
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
BUSINESS PHONE: 9087307630
MAIL ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
FORMER COMPANY:
FORMER CONFORMED NAME: UNITY BANCORP INC /DE/
DATE OF NAME CHANGE: 19940316
4
1
wf-form4_151509005391848.xml
FORM 4
X0306
4
2018-01-02
0
0000920427
UNITY BANCORP INC /NJ/
UNTY
0001502243
Souders Donald E. Jr.
C/O UNITY BANK
64 OLD HIGHWAY 22
CLINTON
NJ
08809
1
0
0
0
Restricted Stock
2018-01-02
4
A
0
750
19.75
A
3630
D
Common Stock
9507
D
Stock Options
19.75
2018-01-02
4
A
0
3200
19.75
A
2019-01-02
2028-01-02
Common Stock
3200.0
17900
D
750 restricted shares were granted on 1/2/18 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 187 shares on 1/2/19; 188 shares on 1/2/20; 187 shares on 1/2/21; and 188 shares on 1/2/22.
Stock price at the close of business on 12/29/17.
3,630 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates.
9,430 shares are held in an account at Computershare; and 77 shares are held in a brokerage account in Mr. Souders' name.
3,200 stock options were granted on 1/2/18, which vest 1/3 per year; i.e., 1,067 on 1/2/19; 1,066 on 1/2/20; and 1,067 on 1/2/21.
17,900 stock options were granted under various dates and vesting periods of which 10,767 are currently exercisable.
Total Beneficial Ownership: 23,904
Donald E. Souders, Jr., POA Laurie Cook Controller/SVP
2018-01-04