0000920427-18-000012.txt : 20180104 0000920427-18-000012.hdr.sgml : 20180104 20180104132109 ACCESSION NUMBER: 0000920427-18-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180102 FILED AS OF DATE: 20180104 DATE AS OF CHANGE: 20180104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Souders Donald E. Jr. CENTRAL INDEX KEY: 0001502243 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 18509398 MAIL ADDRESS: STREET 1: C/O UNITY BANK STREET 2: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 4 1 wf-form4_151509005391848.xml FORM 4 X0306 4 2018-01-02 0 0000920427 UNITY BANCORP INC /NJ/ UNTY 0001502243 Souders Donald E. Jr. C/O UNITY BANK 64 OLD HIGHWAY 22 CLINTON NJ 08809 1 0 0 0 Restricted Stock 2018-01-02 4 A 0 750 19.75 A 3630 D Common Stock 9507 D Stock Options 19.75 2018-01-02 4 A 0 3200 19.75 A 2019-01-02 2028-01-02 Common Stock 3200.0 17900 D 750 restricted shares were granted on 1/2/18 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 187 shares on 1/2/19; 188 shares on 1/2/20; 187 shares on 1/2/21; and 188 shares on 1/2/22. Stock price at the close of business on 12/29/17. 3,630 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates. 9,430 shares are held in an account at Computershare; and 77 shares are held in a brokerage account in Mr. Souders' name. 3,200 stock options were granted on 1/2/18, which vest 1/3 per year; i.e., 1,067 on 1/2/19; 1,066 on 1/2/20; and 1,067 on 1/2/21. 17,900 stock options were granted under various dates and vesting periods of which 10,767 are currently exercisable. Total Beneficial Ownership: 23,904 Donald E. Souders, Jr., POA Laurie Cook Controller/SVP 2018-01-04