0000920427-17-000089.txt : 20171027 0000920427-17-000089.hdr.sgml : 20171027 20171027140808 ACCESSION NUMBER: 0000920427-17-000089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171027 FILED AS OF DATE: 20171027 DATE AS OF CHANGE: 20171027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gross Mary E. CENTRAL INDEX KEY: 0001502228 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 171158946 MAIL ADDRESS: STREET 1: C/O UNITY BANK STREET 2: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 4 1 wf-form4_150912767445918.xml FORM 4 X0306 4 2017-10-27 0 0000920427 UNITY BANCORP INC /NJ/ UNTY 0001502228 Gross Mary E. C/O UNITY BANK 64 OLD HIGHWAY 22 CLINTON NJ 08809 1 0 0 0 Common Stock 8776 D Restricted Stock 4700 D Stock Options 10.97 2017-10-27 4 M 0 1467 10.97 D 2017-01-05 2026-01-05 Common Stock 1467.0 4533 D 7,687 shares are held in account at Computershare; an additional 1,089 shares are held in a street account. 4,700 shares are held in an account at Computershare, which have upcoming vesting dates. Mrs. Gross exercised 1,467 stock options at $10.97 per share; all of which were sold at $19.60 per share. 4,400 stock options were granted on 1/5/2016, which vest one-third per year commencing 1/5/2017, 1/5/2018, and 1/5/2019 at $10.97 per share that expire on 1/5/2026. 4,533 stock options were granted to Mrs. Gross of which none are currently exercisable. Total Beneficial Ownership: 13,476 Mary E. Gross, POA Laurie Cook, Controller/SVP 2017-10-27