0000920427-17-000048.txt : 20170608
0000920427-17-000048.hdr.sgml : 20170608
20170608161004
ACCESSION NUMBER: 0000920427-17-000048
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170607
FILED AS OF DATE: 20170608
DATE AS OF CHANGE: 20170608
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/
CENTRAL INDEX KEY: 0000920427
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 223282551
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
BUSINESS PHONE: 9087307630
MAIL ADDRESS:
STREET 1: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
FORMER COMPANY:
FORMER CONFORMED NAME: UNITY BANCORP INC /DE/
DATE OF NAME CHANGE: 19940316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DALLAS ROBERT H II
CENTRAL INDEX KEY: 0001033204
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12431
FILM NUMBER: 17900317
MAIL ADDRESS:
STREET 1: C/O UNITY BANCORP INC
STREET 2: 64 OLD HIGHWAY 22
CITY: CLINTON
STATE: NJ
ZIP: 08809
4
1
wf-form4_149695258733302.xml
FORM 4
X0306
4
2017-06-07
0
0000920427
UNITY BANCORP INC /NJ/
UNTY
0001033204
DALLAS ROBERT H II
C/O UNITY BANCORP INC
64 OLD HIGHWAY 22
CLINTON
NJ
08809
1
0
1
0
Common Stock
2017-06-07
4
M
0
4620
6.46
A
22387
D
Common Restricted
4905
D
Common Stock
1668251
I
Dallas Financial Holdings, LLC
Stock Options
6.46
2017-06-07
4
M
0
4620
6.46
D
2008-12-20
2017-12-20
Common Stock
4620.0
14700
D
22,387 shares are held in an account in Mr. Dallas' name at Computershare, of which 251 shares are dividend reinvestment shares.
4,500 restricted stock shares are held in an account at Computershare, which have future vesting dates. An additional 405 shares are dividend reinvestment shares, for a total of 4,905 shares
169,985 shares are held in an account at Computershare, of which 7,273 shares are dividend reinvestment shares. An additional 1,491,310 shares are held in a brokerage account and 6,956 shares are in certificate form.
4,620 stock options were granted on 12/20/07, which vested one-third per year commencing 12/20/08; 12/20/09 and 12/20/10 at $6.46 per share that expire on 12/20/17.
14,700 stock options were granted of which 10,267 are currently exercisable.
Robert H. Dallas, II, poa Laurie Cook, Controller/SVP
2017-06-08