0000920427-17-000048.txt : 20170608 0000920427-17-000048.hdr.sgml : 20170608 20170608161004 ACCESSION NUMBER: 0000920427-17-000048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170607 FILED AS OF DATE: 20170608 DATE AS OF CHANGE: 20170608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITY BANCORP INC /NJ/ CENTRAL INDEX KEY: 0000920427 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 223282551 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 BUSINESS PHONE: 9087307630 MAIL ADDRESS: STREET 1: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 FORMER COMPANY: FORMER CONFORMED NAME: UNITY BANCORP INC /DE/ DATE OF NAME CHANGE: 19940316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DALLAS ROBERT H II CENTRAL INDEX KEY: 0001033204 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12431 FILM NUMBER: 17900317 MAIL ADDRESS: STREET 1: C/O UNITY BANCORP INC STREET 2: 64 OLD HIGHWAY 22 CITY: CLINTON STATE: NJ ZIP: 08809 4 1 wf-form4_149695258733302.xml FORM 4 X0306 4 2017-06-07 0 0000920427 UNITY BANCORP INC /NJ/ UNTY 0001033204 DALLAS ROBERT H II C/O UNITY BANCORP INC 64 OLD HIGHWAY 22 CLINTON NJ 08809 1 0 1 0 Common Stock 2017-06-07 4 M 0 4620 6.46 A 22387 D Common Restricted 4905 D Common Stock 1668251 I Dallas Financial Holdings, LLC Stock Options 6.46 2017-06-07 4 M 0 4620 6.46 D 2008-12-20 2017-12-20 Common Stock 4620.0 14700 D 22,387 shares are held in an account in Mr. Dallas' name at Computershare, of which 251 shares are dividend reinvestment shares. 4,500 restricted stock shares are held in an account at Computershare, which have future vesting dates. An additional 405 shares are dividend reinvestment shares, for a total of 4,905 shares 169,985 shares are held in an account at Computershare, of which 7,273 shares are dividend reinvestment shares. An additional 1,491,310 shares are held in a brokerage account and 6,956 shares are in certificate form. 4,620 stock options were granted on 12/20/07, which vested one-third per year commencing 12/20/08; 12/20/09 and 12/20/10 at $6.46 per share that expire on 12/20/17. 14,700 stock options were granted of which 10,267 are currently exercisable. Robert H. Dallas, II, poa Laurie Cook, Controller/SVP 2017-06-08