0001179110-19-001871.txt : 20190213 0001179110-19-001871.hdr.sgml : 20190213 20190213213526 ACCESSION NUMBER: 0001179110-19-001871 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190211 FILED AS OF DATE: 20190213 DATE AS OF CHANGE: 20190213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phaneuf Etienne CENTRAL INDEX KEY: 0001649136 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 19600217 MAIL ADDRESS: STREET 1: C/O ITG INC. STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC. CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 952848406 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: (212) 588-4000 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC DATE OF NAME CHANGE: 19940316 4 1 edgar.xml FORM 4 - X0306 4 2019-02-11 0 0000920424 INVESTMENT TECHNOLOGY GROUP, INC. ITG 0001649136 Phaneuf Etienne ONE LIBERTY PLAZA 165 BROADWAY NEW YORK NY 10006 0 1 0 0 Man. Director, CEO of Canada Common Stock 2019-02-11 4 F 0 6486 30.28 D 85189.69 D Common Stock 2019-02-11 4 A 0 6829 0 A 92018.69 D Common Stock 2019-02-11 4 F 0 3656 30.28 D 88362.69 D Shares withheld for payment of taxes upon vesting of time-based stock units. Represents vesting of one-third of ROE performance-based stock units. Shares withheld for payment of taxes upon vesting of ROE performance-based stock units. Angelique DeSanto, by power of attorney filed with Form 3 dated July 27, 2015 2019-02-13