0001179110-19-001870.txt : 20190213 0001179110-19-001870.hdr.sgml : 20190213 20190213213504 ACCESSION NUMBER: 0001179110-19-001870 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190211 FILED AS OF DATE: 20190213 DATE AS OF CHANGE: 20190213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goldstein Peter A CENTRAL INDEX KEY: 0001542469 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 19600216 MAIL ADDRESS: STREET 1: ITG INC. STREET 2: ONE LIBERTY PLAZA, 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC. CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 952848406 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: (212) 588-4000 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC DATE OF NAME CHANGE: 19940316 4 1 edgar.xml FORM 4 - X0306 4 2019-02-11 0 0000920424 INVESTMENT TECHNOLOGY GROUP, INC. ITG 0001542469 Goldstein Peter A ONE LIBERTY PLAZA 165 BROADWAY NEW YORK NY 10006 0 1 0 0 Head of Human Resources Common Stock 2019-02-11 4 F 0 2480 30.28 D 63789.26 D Common Stock 2019-02-11 4 A 0 4134 0 A 67923.26 D Common Stock 2019-02-11 4 F 0 1405 30.28 D 66518.26 D Shares withheld for payment of taxes upon vesting of time-based stock units. Represents vesting of one-third of ROE performance-based stock units. Shares withheld for payment of taxes upon vesting of ROE performance-based stock units. Angelique DeSanto, by power of attorney filed with Form 3 dated February 17, 2012 2019-02-13