0001179110-19-001547.txt : 20190207
0001179110-19-001547.hdr.sgml : 20190207
20190207172927
ACCESSION NUMBER: 0001179110-19-001547
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190205
FILED AS OF DATE: 20190207
DATE AS OF CHANGE: 20190207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VIGLIOTTI STEVEN R
CENTRAL INDEX KEY: 0001074992
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32722
FILM NUMBER: 19576175
MAIL ADDRESS:
STREET 1: ITG INC.
STREET 2: ONE LIBERTY PLAZA, 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC.
CENTRAL INDEX KEY: 0000920424
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 952848406
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE LIBERTY PLAZA
STREET 2: 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
BUSINESS PHONE: (212) 588-4000
MAIL ADDRESS:
STREET 1: ONE LIBERTY PLAZA
STREET 2: 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
FORMER COMPANY:
FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC
DATE OF NAME CHANGE: 19940316
4
1
edgar.xml
FORM 4 -
X0306
4
2019-02-05
0
0000920424
INVESTMENT TECHNOLOGY GROUP, INC.
ITG
0001074992
VIGLIOTTI STEVEN R
ONE LIBERTY PLAZA
165 BROADWAY
NEW YORK
NY
10006
0
1
0
0
Managing Director, CFO and CAO
Common Stock
2019-02-05
4
A
0
14881
0
A
211079.73
D
Common Stock
2019-02-05
4
F
0
2528
30.28
D
208551.73
D
Common Stock
2019-02-05
4
A
0
4701
0
A
213252.73
D
Common Stock
2019-02-05
4
F
0
1597
30.28
D
211655.73
D
Represents earned performance-based stock units granted on January 24, 2017. The award vests in two equal installments, with the first installment having vested on February 5, 2019 and the second installment becoming a time-based restricted stock unit award that will vest on February 5, 2020 if the Reporting Person has remained continuously employed by the Issuer and is in good standing through and on the vesting date.
Shares withheld for payment of taxes upon vesting of first installment of performance-based stock units granted on January 24, 2017.
Represents vesting of one-third of performance-based stock units granted on January 24, 2018.
Shares withheld for payment of taxes upon vesting of performance-based stock units granted on January 24, 2018.
Angelique DeSanto, by Power of Attorney filed with Form 3 dated February 5, 2010
2019-02-07