0001179110-19-001546.txt : 20190207 0001179110-19-001546.hdr.sgml : 20190207 20190207172910 ACCESSION NUMBER: 0001179110-19-001546 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190205 FILED AS OF DATE: 20190207 DATE AS OF CHANGE: 20190207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Troise Francis J CENTRAL INDEX KEY: 0001659733 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 19576174 MAIL ADDRESS: STREET 1: C/O INVESTMENT TECHNOLOGY GROUP, INC. STREET 2: ONE LIBERTY PLAZA 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC. CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 952848406 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: (212) 588-4000 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC DATE OF NAME CHANGE: 19940316 4 1 edgar.xml FORM 4 - X0306 4 2019-02-05 0 0000920424 INVESTMENT TECHNOLOGY GROUP, INC. ITG 0001659733 Troise Francis J ONE LIBERTY PLAZA 165 BROADWAY NEW YORK NY 10006 1 1 0 0 CEO and President Common Stock 2019-02-05 4 A 0 61273 0 A 447002.50 D Common Stock 2019-02-05 4 F 0 15003 30.28 D 431999.50 D Common Stock 2019-02-05 4 A 0 20460 0 A 452459.50 D Common Stock 2019-02-05 4 F 0 10020 30.28 D 442439.50 D Represents earned performance-based stock units granted on January 24, 2017. The award vests in two equal installments, with the first installment having vested on February 5, 2019 and the second installment becoming a time-based restricted stock unit award that will vest on February 5, 2020 if the Reporting Person has remained continuously employed by the Issuer and is in good standing through and on the vesting date. Shares withheld for payment of taxes upon vesting of first installment of performance-based stock units granted on January 24, 2017. Represents vesting of one-third of performance-based stock units granted on January 24, 2018. Shares withheld for payment of taxes upon vesting of performance-based stock units granted on January 24, 2018. Angelique DeSanto, by power of attorney filed with Form 3 dated January 20, 2016 2019-02-07