0001179110-19-001543.txt : 20190207
0001179110-19-001543.hdr.sgml : 20190207
20190207172627
ACCESSION NUMBER: 0001179110-19-001543
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190205
FILED AS OF DATE: 20190207
DATE AS OF CHANGE: 20190207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goldstein Peter A
CENTRAL INDEX KEY: 0001542469
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32722
FILM NUMBER: 19576155
MAIL ADDRESS:
STREET 1: ITG INC.
STREET 2: ONE LIBERTY PLAZA, 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC.
CENTRAL INDEX KEY: 0000920424
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 952848406
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE LIBERTY PLAZA
STREET 2: 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
BUSINESS PHONE: (212) 588-4000
MAIL ADDRESS:
STREET 1: ONE LIBERTY PLAZA
STREET 2: 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
FORMER COMPANY:
FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC
DATE OF NAME CHANGE: 19940316
4
1
edgar.xml
FORM 4 -
X0306
4
2019-02-05
0
0000920424
INVESTMENT TECHNOLOGY GROUP, INC.
ITG
0001542469
Goldstein Peter A
ONE LIBERTY PLAZA
165 BROADWAY
NEW YORK
NY
10006
0
1
0
0
Head of Human Resources
Common Stock
2019-02-05
4
A
0
5692
0
A
66323.26
D
Common Stock
2019-02-05
4
F
0
967
30.28
D
65356.26
D
Common Stock
2019-02-05
4
A
0
1384
0
A
66740.26
D
Common Stock
2019-02-05
4
F
0
471
30.28
D
66269.26
D
Represents earned performance-based stock units granted on January 24, 2017. The award vests in two equal installments, with the first installment having vested on February 5, 2019 and the second installment becoming a time-based restricted stock unit award that will vest on February 5, 2020 if the Reporting Person has remained continuously employed by the Issuer and is in good standing through and on the vesting date.
Shares withheld for payment of taxes upon vesting of first installment of performance-based stock units granted on January 24, 2017.
Represents vesting of one-third of performance-based stock units granted on January 24, 2018.
Shares withheld for payment of taxes upon vesting of performance-based stock units granted on January 24, 2018.
Angelique DeSanto, by power of attorney filed with Form 3 dated February 17, 2012
2019-02-07