0001179110-19-000988.txt : 20190128 0001179110-19-000988.hdr.sgml : 20190128 20190128190734 ACCESSION NUMBER: 0001179110-19-000988 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190124 FILED AS OF DATE: 20190128 DATE AS OF CHANGE: 20190128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phaneuf Etienne CENTRAL INDEX KEY: 0001649136 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 19546820 MAIL ADDRESS: STREET 1: C/O ITG INC. STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC. CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 952848406 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: (212) 588-4000 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC DATE OF NAME CHANGE: 19940316 4 1 edgar.xml FORM 4 - X0306 4 2019-01-24 0 0000920424 INVESTMENT TECHNOLOGY GROUP, INC. ITG 0001649136 Phaneuf Etienne ONE LIBERTY PLAZA 165 BROADWAY NEW YORK NY 10006 0 1 0 0 Man. Director, CEO of Canada Common Stock 2019-01-24 4 F 0 2526 30.19 D 79148.69 D Common Stock 2019-01-24 4 F 0 2702 30.19 D 76446.69 D Time-based Stock Units 2019-01-24 4 A 0 32068 0 A Common Stock 32068 32068 D Shares withheld for payment of taxes upon vesting of time-based stock units granted on January 24, 2017. Shares withheld for payment of taxes upon vesting of time-based stock units granted on January 24, 2018. Each time-based stock unit represents a contingent right to receive one share of common stock, a cash amount based on the value of one share of common stock, or a combination of cash and shares of common stock, as determined by the Compensation Committee of the Board of Directors of the Issuer in its sole discretion. This grant of time-based stock units consists of basic units. Basic units vest in equal annual installments on each of the first, second and third anniversaries of the date of grant if the Reporting Person has remained continuously employed by the Issuer and is in good standing through and on each applicable vesting date. Angelique DeSanto, by power of attorney filed with Form 3 dated July 27, 2015 2019-01-28