0001179110-16-026872.txt : 20160624 0001179110-16-026872.hdr.sgml : 20160624 20160624161913 ACCESSION NUMBER: 0001179110-16-026872 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160623 FILED AS OF DATE: 20160624 DATE AS OF CHANGE: 20160624 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC. CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 952848406 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: (212) 588-4000 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC DATE OF NAME CHANGE: 19940316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones Timothy CENTRAL INDEX KEY: 0001320287 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 161731289 MAIL ADDRESS: STREET 1: ITG INC. STREET 2: ONE LIBERTY PLAZA, 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 4 1 edgar.xml FORM 4 - X0306 4 2016-06-23 0 0000920424 INVESTMENT TECHNOLOGY GROUP, INC. ITG 0001320287 Jones Timothy ONE LIBERTY PLAZA 165 BROADWAY NEW YORK NY 10006 1 0 0 0 Common Stock 2016-06-23 4 M 0 8533 12.17 A 71334.40 D Common Stock 2016-06-23 4 F 0 6249 16.62 D 65085.40 D Option (right to buy) 12.17 2016-06-23 4 M 0 8533 0 D 2016-07-29 Common Stock 8533 0 D Transaction was a net exercise of an option pursuant to which 6,249 shares were withheld by the Company as payment of the exercise price and no shares were sold in the market. With respect to the entire class of options, 2,844 became exercisable on 7/29/2012, 2,844 became exercisable on 7/29/2013, and 2,845 became exercisable on 7/29/2014. Angelique DeSanto, by power of attorney filed with Form 4 dated September 14, 2015 2016-06-24