0001179110-16-020096.txt : 20160224 0001179110-16-020096.hdr.sgml : 20160224 20160224192336 ACCESSION NUMBER: 0001179110-16-020096 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160222 FILED AS OF DATE: 20160224 DATE AS OF CHANGE: 20160224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC. CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 952848406 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: (212) 588-4000 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC DATE OF NAME CHANGE: 19940316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phaneuf Etienne CENTRAL INDEX KEY: 0001649136 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 161453531 MAIL ADDRESS: STREET 1: C/O ITG INC. STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 4 1 edgar.xml FORM 4 - X0306 4 2016-02-22 0 0000920424 INVESTMENT TECHNOLOGY GROUP, INC. ITG 0001649136 Phaneuf Etienne ONE LIBERTY PLAZA 165 BROADWAY NEW YORK NY 10006 0 1 0 0 Man. Director, CEO of Canada Common Stock 2016-02-22 4 M 0 13574 A 91380.65 D Common Stock 2016-02-22 4 D 0 13574 17.24 D 77806.65 D Stock Unit (right to buy) 2016-02-22 4 M 0 13574 D Common Stock 13574 0 D One-for-one. With respect to the entire class of Stock Units: 10,442 vested on 2/22/2014, 10,442 vested on 2/22/2015, and 13,574 vested on 2/22/2016. Cash settlement of Stock Units occured on the vesting dates as set forth in Footnote 2. Cash settlement of stock units without payment of consideration by participant. Angelique DeSanto, by power of attorney filed with Form 3 dated July 27, 2015 2016-02-24