0001179110-16-019371.txt : 20160216
0001179110-16-019371.hdr.sgml : 20160215
20160216195606
ACCESSION NUMBER: 0001179110-16-019371
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160211
FILED AS OF DATE: 20160216
DATE AS OF CHANGE: 20160216
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC.
CENTRAL INDEX KEY: 0000920424
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 952848406
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE LIBERTY PLAZA
STREET 2: 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
BUSINESS PHONE: (212) 588-4000
MAIL ADDRESS:
STREET 1: ONE LIBERTY PLAZA
STREET 2: 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
FORMER COMPANY:
FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC
DATE OF NAME CHANGE: 19940316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Geyer William S.
CENTRAL INDEX KEY: 0001600100
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32722
FILM NUMBER: 161431198
MAIL ADDRESS:
STREET 1: ITG INC.
STREET 2: ONE LIBERTY PLAZA, 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
4
1
edgar.xml
FORM 4 -
X0306
4
2016-02-11
0
0000920424
INVESTMENT TECHNOLOGY GROUP, INC.
ITG
0001600100
Geyer William S.
ONE LIBERTY PLAZA
165 BROADWAY
NEW YORK
NY
10006
0
1
0
0
Managing Director
Common Stock
2016-02-11
4
F
0
1650
17.30
D
88182.72
D
Common Stock
2016-02-11
4
A
0
2778
0
A
90960.72
D
Common Stock
2016-02-11
4
F
0
1045
17.30
D
89915.72
D
Common Stock
2016-02-11
4
A
0
12972
A
102887.72
D
Common Stock
2016-02-12
4
F
0
1273
17.42
D
98231.72
D
Shares withheld for payment of taxes upon vesting of time-based stock units and dividend equivalent rights.
Represents vesting of one-third of ROE performance-based stock units and dividend equivalent rights.
Shares withheld for payment of taxes upon vesting of ROE performance-based stock units and dividend equivalent rights.
This grant of time-based stock units consists of basic units and matching units. Basic units vest in equal annual installments on each of the first, second and third anniversaries of the date of grant if the Reporting Person has remained continuously employed by the Issuer and is in good standing through and on each applicable vesting date. Matching units will vest 100% on the third anniversary of the date of grant if the Reporting Person has remained continuously employed by the Issuer and is in good standing through and on such vesting date.
Reflects a reduction of market-based stock units and dividend equivalent rights that were forfeited due to failure to achieve performance criteria on date of vest.
Angelique DeSanto, by Power of Attorney filed with Form 3 dated February 14, 2014
2016-02-16