0001179110-16-019363.txt : 20160216 0001179110-16-019363.hdr.sgml : 20160215 20160216194754 ACCESSION NUMBER: 0001179110-16-019363 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160211 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC. CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 952848406 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: (212) 588-4000 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC DATE OF NAME CHANGE: 19940316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Boardman Robert J. CENTRAL INDEX KEY: 0001494619 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 161431176 MAIL ADDRESS: STREET 1: ITG INC. STREET 2: ONE LIBERTY PLAZA, 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 4 1 edgar.xml FORM 4 - X0306 4 2016-02-11 0 0000920424 INVESTMENT TECHNOLOGY GROUP, INC. ITG 0001494619 Boardman Robert J. ONE LIBERTY PLAZA 165 BROADWAY NEW YORK NY 10006 0 1 0 0 Man. Director, CEO of Europe Common Stock 2016-02-11 4 F 0 3137 17.30 D 165750.00 D Common Stock 2016-02-11 4 A 0 4411 0 A 170161.00 D Common Stock 2016-02-11 4 F 0 1985 17.30 D 168176.00 D Common Stock 2016-02-11 4 A 0 19275 A 187451.00 D Common Stock 2016-02-12 4 F 0 3290 17.42 D 176851.00 D Shares withheld for payment of taxes upon vesting of time-based stock units. Represents vesting of one-third of ROE performance-based stock units. Shares withheld for payment of taxes upon vesting of ROE performance-based stock units. This grant of time-based stock units consists of basic units and matching units. Basic units vest in equal annual installments on each of the first, second and third anniversaries of the date of grant if the Reporting Person has remained continuously employed by the Issuer and is in good standing through and on each applicable vesting date. Matching units will vest 100% on the third anniversary of the date of grant if the Reporting Person has remained continuously employed by the Issuer and is in good standing through and on such vesting date. Reflects a reduction of market-based stock units and dividend equivalent rights that were forfeited due to failure to achieve performance criteria on date of vest. Angelique DeSanto, by power of attorney filed with Form 3 dated June 18, 2010 2016-02-16