0001179110-16-018881.txt : 20160210 0001179110-16-018881.hdr.sgml : 20160210 20160210161844 ACCESSION NUMBER: 0001179110-16-018881 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160208 FILED AS OF DATE: 20160210 DATE AS OF CHANGE: 20160210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC. CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 952848406 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: (212) 588-4000 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC DATE OF NAME CHANGE: 19940316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cartwright Brian G. CENTRAL INDEX KEY: 0001580807 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 161405959 MAIL ADDRESS: STREET 1: 3760 KILROY AIRPORT WAY SUITE 300 CITY: LONG BEACH STATE: CA ZIP: 90806 4 1 edgar.xml FORM 4 - X0306 4 2016-02-08 0 0000920424 INVESTMENT TECHNOLOGY GROUP, INC. ITG 0001580807 Cartwright Brian G. ONE LIBERTY PLAZA 165 BROADWAY NEW YORK NY 10006 1 0 0 0 Common Stock 2016-02-08 4 A 0 5869 17.04 A 5869 D Represents initial restricted stock unit award granted to the reporting person upon joining the Board. The award will vest in approximately equal annual installments on each of the first, second and third anniversaries of the grant date. Angelique DeSanto, by power of attorney filed with Form 3 dated January 15, 2016 2016-02-10