0001179110-16-017901.txt : 20160120 0001179110-16-017901.hdr.sgml : 20160120 20160120194127 ACCESSION NUMBER: 0001179110-16-017901 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160115 FILED AS OF DATE: 20160120 DATE AS OF CHANGE: 20160120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC. CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 952848406 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: (212) 588-4000 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC DATE OF NAME CHANGE: 19940316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Troise Francis J CENTRAL INDEX KEY: 0001659733 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 161352206 MAIL ADDRESS: STREET 1: C/O INVESTMENT TECHNOLOGY GROUP, INC. STREET 2: ONE LIBERTY PLAZA 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 4 1 edgar.xml FORM 4 - X0306 4 2016-01-15 0 0000920424 INVESTMENT TECHNOLOGY GROUP, INC. ITG 0001659733 Troise Francis J ONE LIBERTY PLAZA 165 BROADWAY NEW YORK NY 10006 1 1 0 0 CEO and President Common Stock 2016-01-15 4 A 0 135353 A 135353 D Common Stock 2016-01-15 4 A 0 156051 A 291404 D Option (right to buy) 16.18 2016-01-15 4 A 0 196851 0 A 2024-01-15 Common Stock 196851 196851 D This grant of Stock Units will vest in thirds on each of January 15, 2017, 2018 and 2019 if the Reporting Person remains continuously employed by the Issuer and in good standing through and on each vesting date. This grant of Stock Units will vest as follows if the Reporting Person remains continuously employed by the Issuer in good standing through and on each vesting date: (i) 38% will vest on January 31, 2016 and will be subject to a 12-month holding requirement; (ii) 41% will vest on January 31, 2017; and (iii) the remaining 21% will vest on January 31, 2018. This stock option will vest in thirds on each of January 15, 2017, 2018 and 2019 if the Reporting Person remains continuously employed by the Issuer and in good standing through and on each vesting date. Angelique DeSanto, by power of attorney filed with Form 3 dated January 20, 2016 2016-01-20