0001179110-16-017779.txt : 20160115 0001179110-16-017779.hdr.sgml : 20160115 20160115182905 ACCESSION NUMBER: 0001179110-16-017779 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160109 FILED AS OF DATE: 20160115 DATE AS OF CHANGE: 20160115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC. CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 952848406 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: (212) 588-4000 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC DATE OF NAME CHANGE: 19940316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cartwright Brian G. CENTRAL INDEX KEY: 0001580807 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 161346639 MAIL ADDRESS: STREET 1: 3760 KILROY AIRPORT WAY SUITE 300 CITY: LONG BEACH STATE: CA ZIP: 90806 3 1 edgar.xml FORM 3 - X0206 3 2016-01-09 1 0000920424 INVESTMENT TECHNOLOGY GROUP, INC. ITG 0001580807 Cartwright Brian G. ONE LIBERTY PLAZA 165 BROADWAY NEW YORK NY 10006 1 0 0 0 Angelique DeSanto, by power of attorney filed herewith 2016-01-15 EX-24 2 ex24cartwright.txt CARTWRIGHT POWER OF ATTORNEY POWER OF ATTORNEY The undersigned, Brian G. Cartwright, does hereby make, constitute and appoint Steven Vigliotti, Angelo Bulone, Angelique DeSanto, Peter Tucker, Robert Wollin, and Eric Days, and each of them, true and lawful attorneys-in-fact and agents with full power of substitution and resubstitution, in any and all capacities, to execute for and on behalf of the undersigned the reports and filings required under Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules promulgated thereunder (the "Section 16 Reports"), in connection with transactions by, and beneficial ownership of, the undersigned in securities issued by Investment Technology Group, Inc. (the "Company"), and the Form 144 required under Rule 144 of the Securities Act of 1933, as amended (the "Securities Act"), in connection with any sales by the undersigned of securities issued by the Company, and any other documents and instruments incidental to any of the foregoing, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing that said attorneys-in-fact and agents, and each of them, deem advisable or necessary, including filing the Section 16 Reports, the Forms 144, and amendments thereto with the Securities and Exchange Commission, and the undersigned does hereby fully ratify and confirm all that said attorneys-in-fact and agents, or any of them, or their or his or her substitute or substitutes, shall do or cause to be done by virtue hereof. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Exchange Act or Rule 144 of the Securities Act. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file the Forms 144 or the Section 16 Reports with respect to the undersigned's holdings of, and transactions in, securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has subscribed his name, this 14th day of January, 2016. /s/ Brian G. Cartwright ---------------------------------- Brian G. Cartwright