0001179110-15-014949.txt : 20151116 0001179110-15-014949.hdr.sgml : 20151116 20151116193501 ACCESSION NUMBER: 0001179110-15-014949 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151112 FILED AS OF DATE: 20151116 DATE AS OF CHANGE: 20151116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC. CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 952848406 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: (212) 588-4000 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC DATE OF NAME CHANGE: 19940316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Geyer William S. CENTRAL INDEX KEY: 0001600100 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 151236768 MAIL ADDRESS: STREET 1: ITG INC. STREET 2: ONE LIBERTY PLAZA, 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 4 1 edgar.xml FORM 4 - X0306 4 2015-11-12 0 0000920424 INVESTMENT TECHNOLOGY GROUP, INC. ITG 0001600100 Geyer William S. ONE LIBERTY PLAZA 165 BROADWAY NEW YORK NY 10006 0 1 0 0 Managing Director Common Stock 2015-11-12 4 A 0 18624 A 89739.07 D Grant of Stock Units in a transaction exempt under Rule 16b-3(d). This retention grant of Stock Units will vest in thirds on each of February 11, 2017, 2018 and 2019 if the Reporting Person remains continuously employed by the Issuer and in good standing through and on each vesting date. Angelique DeSanto, by Power of Attorney filed with Form 3 dated February 14, 2014 2015-11-16