0001179110-15-014151.txt : 20151021
0001179110-15-014151.hdr.sgml : 20151021
20151021160202
ACCESSION NUMBER: 0001179110-15-014151
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151019
FILED AS OF DATE: 20151021
DATE AS OF CHANGE: 20151021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC.
CENTRAL INDEX KEY: 0000920424
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 952848406
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE LIBERTY PLAZA
STREET 2: 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
BUSINESS PHONE: (212) 588-4000
MAIL ADDRESS:
STREET 1: ONE LIBERTY PLAZA
STREET 2: 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
FORMER COMPANY:
FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC
DATE OF NAME CHANGE: 19940316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lilien R Jarrett
CENTRAL INDEX KEY: 0001197950
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32722
FILM NUMBER: 151168256
MAIL ADDRESS:
STREET 1: 1200 BROADWAY, SUITE 8B
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER NAME:
FORMER CONFORMED NAME: LILIEN R JARRETT
DATE OF NAME CHANGE: 20021010
4
1
edgar.xml
FORM 4 -
X0306
4
2015-10-19
0
0000920424
INVESTMENT TECHNOLOGY GROUP, INC.
ITG
0001197950
Lilien R Jarrett
ONE LIBERTY PLAZA
165 BROADWAY
NEW YORK
NY
10006
1
1
0
0
Interim CEO & President
Common Stock
2015-10-19
4
A
0
65747
A
76866.00
D
Grant of Stock Units in a transaction exempt under Rule 16b-3(d). The Stock Units subject to this grant shall vest in three equal installments on each anniversary of the Stock Units' grant date, subject to Mr. Lilien continuing as Interim Chief Executive Officer and President of the Company until the end of the Interim Period (as defined in the letter agreement between the Company and Mr. Lilien dated October 15, 2015) and not resigning from the Board prior to any relevant vesting date.
Angelique DeSanto, by power of attorney filed with Form 3 dated April 17, 2015
2015-10-21