0001179110-15-014151.txt : 20151021 0001179110-15-014151.hdr.sgml : 20151021 20151021160202 ACCESSION NUMBER: 0001179110-15-014151 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151019 FILED AS OF DATE: 20151021 DATE AS OF CHANGE: 20151021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC. CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 952848406 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: (212) 588-4000 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC DATE OF NAME CHANGE: 19940316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lilien R Jarrett CENTRAL INDEX KEY: 0001197950 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 151168256 MAIL ADDRESS: STREET 1: 1200 BROADWAY, SUITE 8B CITY: NEW YORK STATE: NY ZIP: 10001 FORMER NAME: FORMER CONFORMED NAME: LILIEN R JARRETT DATE OF NAME CHANGE: 20021010 4 1 edgar.xml FORM 4 - X0306 4 2015-10-19 0 0000920424 INVESTMENT TECHNOLOGY GROUP, INC. ITG 0001197950 Lilien R Jarrett ONE LIBERTY PLAZA 165 BROADWAY NEW YORK NY 10006 1 1 0 0 Interim CEO & President Common Stock 2015-10-19 4 A 0 65747 A 76866.00 D Grant of Stock Units in a transaction exempt under Rule 16b-3(d). The Stock Units subject to this grant shall vest in three equal installments on each anniversary of the Stock Units' grant date, subject to Mr. Lilien continuing as Interim Chief Executive Officer and President of the Company until the end of the Interim Period (as defined in the letter agreement between the Company and Mr. Lilien dated October 15, 2015) and not resigning from the Board prior to any relevant vesting date. Angelique DeSanto, by power of attorney filed with Form 3 dated April 17, 2015 2015-10-21