0001179110-15-010283.txt : 20150625 0001179110-15-010283.hdr.sgml : 20150625 20150625161423 ACCESSION NUMBER: 0001179110-15-010283 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150623 FILED AS OF DATE: 20150625 DATE AS OF CHANGE: 20150625 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC. CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 952848406 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: (212) 588-4000 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC DATE OF NAME CHANGE: 19940316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OHARA MAUREEN CENTRAL INDEX KEY: 0001225741 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 15951969 MAIL ADDRESS: STREET 1: ITG INC. STREET 2: ONE LIBERTY PLAZA, 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 4 1 edgar.xml FORM 4 - X0306 4 2015-06-23 0 0000920424 INVESTMENT TECHNOLOGY GROUP, INC. ITG 0001225741 OHARA MAUREEN ONE LIBERTY PLAZA 165 BROADWAY NEW YORK NY 10006 1 0 0 0 Common Stock 2015-06-23 4 M 0 5695 17.44 A 133502.46 D Common Stock 2015-06-23 4 F 0 3931 25.27 D 129571.46 D Option (right to buy) 17.44 2015-06-23 4 M 0 5695 25.27 A 2015-06-25 Common Stock 5695 0 D Transaction was a net exercise of an option pursuant to the Company's Automatic Option Exercise Policy in which 3,931 shares were withheld by the Company as payment of the exercise price and no shares were sold in the market. With respect to the entire class of options, 1,898 became exercisable on 6/25/2011; 1,898 became exercisable on 6/25/2012; and 1,899 became exercisable on 6/25/2013. P. Mats Goebels, by Power of Attorney filed with Form 3 dated January 21, 2003 2015-06-25