0001179110-15-003482.txt : 20150226 0001179110-15-003482.hdr.sgml : 20150226 20150226160300 ACCESSION NUMBER: 0001179110-15-003482 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150224 FILED AS OF DATE: 20150226 DATE AS OF CHANGE: 20150226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC. CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 952848406 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: (212) 588-4000 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC DATE OF NAME CHANGE: 19940316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DODDS CHRISTOPHER V CENTRAL INDEX KEY: 0001186004 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 15652444 MAIL ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 4 1 edgar.xml FORM 4 - X0306 4 2015-02-24 0 0000920424 INVESTMENT TECHNOLOGY GROUP, INC. ITG 0001186004 DODDS CHRISTOPHER V ONE LIBERTY PLAZA 165 BROADWAY NEW YORK NY 10006 1 0 0 0 Common Stock 2015-02-24 4 M 0 5695 17.44 A 37019 D Common Stock 2015-02-24 4 S 0 5695 22.48 D 31324 D Option (right to buy) 17.44 2015-02-24 4 M 0 5695 22.48 A 2015-06-25 Common Stock 5695 0 D Sales made by the Reporting Person in connection with this Form 4 were made between $22.34 and $22.58, and the Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the company, or any security holder of the company, full information regarding the number of shares sold at each separate price. With respect to the entire class of options, 1,898 became exercisable on 6/25/2011, 1,898 became exercisable on 6/25/2012, and 1,899 became exercisable on 6/25/2013. P. Mats Goebels, by Power of Attorney filed with Form 3 dated June 17, 2008 2015-02-26