0001179110-15-003482.txt : 20150226
0001179110-15-003482.hdr.sgml : 20150226
20150226160300
ACCESSION NUMBER: 0001179110-15-003482
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150224
FILED AS OF DATE: 20150226
DATE AS OF CHANGE: 20150226
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC.
CENTRAL INDEX KEY: 0000920424
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 952848406
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE LIBERTY PLAZA
STREET 2: 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
BUSINESS PHONE: (212) 588-4000
MAIL ADDRESS:
STREET 1: ONE LIBERTY PLAZA
STREET 2: 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
FORMER COMPANY:
FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC
DATE OF NAME CHANGE: 19940316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DODDS CHRISTOPHER V
CENTRAL INDEX KEY: 0001186004
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32722
FILM NUMBER: 15652444
MAIL ADDRESS:
STREET 1: 120 KEARNY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
4
1
edgar.xml
FORM 4 -
X0306
4
2015-02-24
0
0000920424
INVESTMENT TECHNOLOGY GROUP, INC.
ITG
0001186004
DODDS CHRISTOPHER V
ONE LIBERTY PLAZA
165 BROADWAY
NEW YORK
NY
10006
1
0
0
0
Common Stock
2015-02-24
4
M
0
5695
17.44
A
37019
D
Common Stock
2015-02-24
4
S
0
5695
22.48
D
31324
D
Option (right to buy)
17.44
2015-02-24
4
M
0
5695
22.48
A
2015-06-25
Common Stock
5695
0
D
Sales made by the Reporting Person in connection with this Form 4 were made between $22.34 and $22.58, and the Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the company, or any security holder of the company, full information regarding the number of shares sold at each separate price.
With respect to the entire class of options, 1,898 became exercisable on 6/25/2011, 1,898 became exercisable on 6/25/2012, and 1,899 became exercisable on 6/25/2013.
P. Mats Goebels, by Power of Attorney filed with Form 3 dated June 17, 2008
2015-02-26