0001179110-15-003437.txt : 20150225 0001179110-15-003437.hdr.sgml : 20150225 20150225193503 ACCESSION NUMBER: 0001179110-15-003437 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150223 FILED AS OF DATE: 20150225 DATE AS OF CHANGE: 20150225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC. CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 952848406 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: (212) 588-4000 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC DATE OF NAME CHANGE: 19940316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thadaney Nicholas CENTRAL INDEX KEY: 0001456721 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 15649589 MAIL ADDRESS: STREET 1: C/O ITG INC. STREET 2: 380 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 edgar.xml FORM 4 - X0306 4 2015-02-23 0 0000920424 INVESTMENT TECHNOLOGY GROUP, INC. ITG 0001456721 Thadaney Nicholas ONE LIBERTY PLAZA 165 BROADWAY NEW YORK NY 10006 0 1 0 0 Man. Director, CEO of Canada Common Stock 2015-02-23 4 M 0 16726 A 73761 D Common Stock 2015-02-23 4 D 0 16726 22.04 D 57035 D Common Stock 2015-02-23 4 M 0 12867 A 69902 D Common Stock 2015-02-23 4 D 0 12867 22.04 D 57035 D Stock Unit (right to buy) 2015-02-23 4 M 0 16726 D Common Stock 16726 0 D Stock Unit (right to buy) 2015-02-23 4 M 0 12867 D Common Stock 12867 0 D One-for-one. With respect to the entire class of Stock Units: 12,867 vested on 2/23/2013, 12,867 vested on 2/23/2014, 16,726 vested on 2/23/2015. Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 2. Cash settlement of stock units without payment of consideration by participant. With respect to the entire class of Stock Units: 12,867 vested on 2/23/2014, 12,867 vested on 2/23/2015, and 16,726 may vest on 2/23/2016 if the Reporting Person remains continuously employed by the Issuer through such vesting date and the 90-day average of the Issuer's common stock price on such vesting date is higher than the 90-day average of the Issuer's common stock price on the date of grant. Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 5. P. Mats Goebels, by Power of Attorney filed with Form 3 dated February 20, 2009 2015-02-25