0001179110-15-003437.txt : 20150225
0001179110-15-003437.hdr.sgml : 20150225
20150225193503
ACCESSION NUMBER: 0001179110-15-003437
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150223
FILED AS OF DATE: 20150225
DATE AS OF CHANGE: 20150225
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC.
CENTRAL INDEX KEY: 0000920424
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 952848406
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE LIBERTY PLAZA
STREET 2: 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
BUSINESS PHONE: (212) 588-4000
MAIL ADDRESS:
STREET 1: ONE LIBERTY PLAZA
STREET 2: 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
FORMER COMPANY:
FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC
DATE OF NAME CHANGE: 19940316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thadaney Nicholas
CENTRAL INDEX KEY: 0001456721
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32722
FILM NUMBER: 15649589
MAIL ADDRESS:
STREET 1: C/O ITG INC.
STREET 2: 380 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
edgar.xml
FORM 4 -
X0306
4
2015-02-23
0
0000920424
INVESTMENT TECHNOLOGY GROUP, INC.
ITG
0001456721
Thadaney Nicholas
ONE LIBERTY PLAZA
165 BROADWAY
NEW YORK
NY
10006
0
1
0
0
Man. Director, CEO of Canada
Common Stock
2015-02-23
4
M
0
16726
A
73761
D
Common Stock
2015-02-23
4
D
0
16726
22.04
D
57035
D
Common Stock
2015-02-23
4
M
0
12867
A
69902
D
Common Stock
2015-02-23
4
D
0
12867
22.04
D
57035
D
Stock Unit (right to buy)
2015-02-23
4
M
0
16726
D
Common Stock
16726
0
D
Stock Unit (right to buy)
2015-02-23
4
M
0
12867
D
Common Stock
12867
0
D
One-for-one.
With respect to the entire class of Stock Units: 12,867 vested on 2/23/2013, 12,867 vested on 2/23/2014, 16,726 vested on 2/23/2015.
Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 2.
Cash settlement of stock units without payment of consideration by participant.
With respect to the entire class of Stock Units: 12,867 vested on 2/23/2014, 12,867 vested on 2/23/2015, and 16,726 may vest on 2/23/2016 if the Reporting Person remains continuously employed by the Issuer through such vesting date and the 90-day average of the Issuer's common stock price on such vesting date is higher than the 90-day average of the Issuer's common stock price on the date of grant.
Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 5.
P. Mats Goebels, by Power of Attorney filed with Form 3 dated February 20, 2009
2015-02-25