0001179110-15-002556.txt : 20150213
0001179110-15-002556.hdr.sgml : 20150213
20150213185636
ACCESSION NUMBER: 0001179110-15-002556
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150211
FILED AS OF DATE: 20150213
DATE AS OF CHANGE: 20150213
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC.
CENTRAL INDEX KEY: 0000920424
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 952848406
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE LIBERTY PLAZA
STREET 2: 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
BUSINESS PHONE: (212) 588-4000
MAIL ADDRESS:
STREET 1: ONE LIBERTY PLAZA
STREET 2: 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
FORMER COMPANY:
FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC
DATE OF NAME CHANGE: 19940316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GASSER ROBERT C
CENTRAL INDEX KEY: 0001023087
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32722
FILM NUMBER: 15617148
MAIL ADDRESS:
STREET 1: C/O NYFIX INC
STREET 2: 333 LUDLOW ST
CITY: STAMFORD
STATE: CT
ZIP: 06902
4
1
edgar.xml
FORM 4 -
X0306
4
2015-02-11
0
0000920424
INVESTMENT TECHNOLOGY GROUP, INC.
ITG
0001023087
GASSER ROBERT C
ONE LIBERTY PLAZA
165 BROADWAY
NEW YORK
NY
10006
1
1
0
0
CEO and President
Common Stock
2015-02-11
4
A
0
57988
A
336648
D
Common Stock
400
I
See Footnote
Grant of Stock Units in a transaction exempt under Rule 16b-3(d). This grant of Stock Units consists of basic units and matching units. Basic units vest in equal annual installments on each of the first, second and third anniversaries of the date of grant if the Reporting Person has remained continuously employed by the Issuer and is in good standing through and on each applicable vesting date. Matching units will vest 100% on the third anniversary of the date of grant if the Reporting Person has remained continuously employed by the Issuer and is in good standing through and on such vesting date.
The shares of common stock are held in UTMA custodial accounts on behalf of the Reporting Person's children.
P. Mats Goebels, by Power of Attorney filed with Form 4 dated April 18, 2007
2015-02-13