0001179110-14-017234.txt : 20141128 0001179110-14-017234.hdr.sgml : 20141127 20141128160502 ACCESSION NUMBER: 0001179110-14-017234 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141125 FILED AS OF DATE: 20141128 DATE AS OF CHANGE: 20141128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC. CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 952848406 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: (212) 588-4000 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC DATE OF NAME CHANGE: 19940316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOEBELS P MATS CENTRAL INDEX KEY: 0001225747 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 141256000 MAIL ADDRESS: STREET 1: C/O ITG INC STREET 2: 380 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 edgar.xml FORM 4 - X0306 4 2014-11-25 0 0000920424 INVESTMENT TECHNOLOGY GROUP, INC. ITG 0001225747 GOEBELS P MATS ONE LIBERTY PLAZA 165 BROADWAY NEW YORK NY 10006 0 1 0 0 Managing Dir,Gen Counsel & Sec Common Stock 2014-11-25 4 S 0 3600 20.01 D 66660 D Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 18, 2014. Sales made by the Reporting Person on November 25, 2014 were made between $20.00 and $20.09, and the Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the company, or any security holder of the company, full information regarding the number of shares sold at each separate price. P. Mats Goebels 2014-11-28