0001179110-14-017117.txt : 20141125 0001179110-14-017117.hdr.sgml : 20141125 20141125202855 ACCESSION NUMBER: 0001179110-14-017117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141121 FILED AS OF DATE: 20141125 DATE AS OF CHANGE: 20141125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC. CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 952848406 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: (212) 588-4000 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC DATE OF NAME CHANGE: 19940316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MEITZ DAVID CENTRAL INDEX KEY: 0001275570 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 141251067 4 1 edgar.xml FORM 4 - X0306 4 2014-11-21 0 0000920424 INVESTMENT TECHNOLOGY GROUP, INC. ITG 0001275570 MEITZ DAVID ONE LIBERTY PLAZA 165 BROADWAY NEW YORK NY 10006 0 1 0 0 Managing Director Common Stock 2014-11-21 4 S 0 300 20.10 D 96577 D Common Stock 2014-11-24 4 S 0 51 20 D 96526 D Common Stock 2014-11-25 4 S 0 3449 20.02 D 93077 D Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 1, 2014. Sales made by the Reporting Person on November 21, 2014 were made between $20.03 and $20.15, and the Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the company, or any security holder of the company, full information regarding the number of shares sold at each separate price. Sales made by the Reporting Person on November 25, 2014 were made between $20.00 and $20.10, and the Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the company, or any security holder of the company, full information regarding the number of shares sold at each separate price. P. Mats Goebels, by Power of Attorney filed with Form 4 dated January 16, 2004 2014-11-25