0001179110-14-016813.txt : 20141119
0001179110-14-016813.hdr.sgml : 20141119
20141119161748
ACCESSION NUMBER: 0001179110-14-016813
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141117
FILED AS OF DATE: 20141119
DATE AS OF CHANGE: 20141119
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC.
CENTRAL INDEX KEY: 0000920424
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 952848406
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE LIBERTY PLAZA
STREET 2: 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
BUSINESS PHONE: (212) 588-4000
MAIL ADDRESS:
STREET 1: ONE LIBERTY PLAZA
STREET 2: 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
FORMER COMPANY:
FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC
DATE OF NAME CHANGE: 19940316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOEBELS P MATS
CENTRAL INDEX KEY: 0001225747
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32722
FILM NUMBER: 141235733
MAIL ADDRESS:
STREET 1: C/O ITG INC
STREET 2: 380 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
edgar.xml
FORM 4 -
X0306
4
2014-11-17
0
0000920424
INVESTMENT TECHNOLOGY GROUP, INC.
ITG
0001225747
GOEBELS P MATS
ONE LIBERTY PLAZA
165 BROADWAY
NEW YORK
NY
10006
0
1
0
0
Managing Dir,Gen Counsel & Sec
Common Stock
2014-11-17
4
S
0
5000
19.56
D
71660
D
Common Stock
2014-11-18
4
S
0
500
20
D
71160
D
Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 18, 2014.
Sales made by the Reporting Person on November 17, 2014 were made between $19.36 and $19.68, and the Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the company, or any security holder of the company, full information regarding the number of shares sold at each separate price.
P. Mats Goebels
2014-11-19