0001179110-14-013094.txt : 20140821 0001179110-14-013094.hdr.sgml : 20140821 20140821160547 ACCESSION NUMBER: 0001179110-14-013094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140819 FILED AS OF DATE: 20140821 DATE AS OF CHANGE: 20140821 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP, INC. CENTRAL INDEX KEY: 0000920424 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 952848406 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: (212) 588-4000 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT TECHNOLOGY GROUP INC DATE OF NAME CHANGE: 19940316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GASSER ROBERT C CENTRAL INDEX KEY: 0001023087 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32722 FILM NUMBER: 141057672 MAIL ADDRESS: STREET 1: C/O NYFIX INC STREET 2: 333 LUDLOW ST CITY: STAMFORD STATE: CT ZIP: 06902 4 1 edgar.xml FORM 4 - X0306 4 2014-08-19 0 0000920424 INVESTMENT TECHNOLOGY GROUP, INC. ITG 0001023087 GASSER ROBERT C ONE LIBERTY PLAZA 165 BROADWAY NEW YORK NY 10006 1 1 0 0 CEO and President Common Stock 2014-08-19 4 S 0 7500 17.38 D 294060 D Common Stock 2014-08-20 4 S 0 7500 17.57 D 286560 D Common Stock 400 I See Footnote Sales made by the Reporting Person in connection with this Form 4 were made between $17.68 and $17.84, and the Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the company, or any security holder of the company, full information regarding the number of shares sold at each separate price. Sales made by the Reporting Person in connection with this Form 4 were made between $17.47 and $17.67, and the Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the company, or any security holder of the company, full information regarding the number of shares sold at each separate price. The shares of common stock are held in UTMA custodial accounts on behalf of the Reporting Person's children. P. Mats Goebels, by Power of Attorney filed with Form 4 dated April 18, 2007 2014-08-21